Securities and Exchange Commission

E948
government agency independent federal agency

The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.

Try in SPARQL Jump to: Surface forms Statements Referenced by

All labels observed (14)

Label Occurrences
U.S. Securities and Exchange Commission 243
Securities and Exchange Commission canonical 36
SEC 7

Statements (52)

Predicate Object
instanceOf government agency ⓘ
independent federal agency ⓘ
appliesToJurisdiction U.S. securities markets ⓘ
appointedBy President of the United States ⓘ
canImpose civil penalties ⓘ
injunctive relief ⓘ
canSeek disgorgement of ill-gotten gains ⓘ
chairpersonAppointedBy President of the United States ⓘ
commissionersConfirmedBy United States Senate ⓘ
conducts investigations of securities law violations ⓘ
continent North America ⓘ
cooperatesWith United States Department of Justice ⓘ
surface form: Department of Justice of the United States

Financial Industry Regulatory Authority ⓘ
state securities regulators ⓘ
country United States of America ⓘ
surface form: United States
createdAfterEvent Wall Street Crash of 1929 ⓘ
enforces Dodd–Frank Wall Street Reform and Consumer Protection Act ⓘ
Investment Advisers Act of 1940 ⓘ
Investment Company Act of 1940 ⓘ
Sarbanes–Oxley Act of 2002 ⓘ
U.S. Securities Act of 1933 ⓘ
surface form: Securities Act of 1933

U.S. Securities Exchange Act of 1934 ⓘ
surface form: Securities Exchange Act of 1934

U.S. federal securities laws ⓘ
foundedByStatute U.S. Securities Exchange Act of 1934 ⓘ
surface form: Securities Exchange Act of 1934
governingBody five-member Commission ⓘ
hasMotto protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation ⓘ
hasPart Securities and Exchange Commission self-linksurface differs ⓘ
surface form: Division of Corporation Finance

Division of Economic and Risk Analysis ⓘ
Division of Enforcement ⓘ
Division of Investment Management ⓘ
Securities and Exchange Commission self-linksurface differs ⓘ
surface form: Division of Trading and Markets

Securities and Exchange Commission self-linksurface differs ⓘ
surface form: Office of Compliance Inspections and Examinations
hasPrimaryMission facilitating capital formation ⓘ
investor protection ⓘ
maintaining fair and efficient markets ⓘ
headquartersLocation Washington, D.C. ⓘ
inception 1934 ⓘ
jurisdiction United States government ⓘ
surface form: federal government of the United States
legalForm independent regulatory commission ⓘ
oversightBy United States Congress ⓘ
parentOrganization United States government ⓘ
surface form: United States federal government
publishes rules and regulations for securities markets ⓘ
regulates broker-dealers ⓘ
investment advisers ⓘ
mutual funds ⓘ
publicly traded companies ⓘ
securities disclosures ⓘ
securities markets ⓘ
securities offerings ⓘ
stock exchanges ⓘ
shortName Securities and Exchange Commission self-linksurface differs ⓘ
surface form: SEC
website https://www.sec.gov ⓘ

Referenced by (298)

Full triples — surface form annotated when it differs from this entity's canonical label.

New Deal → hasPart → Securities and Exchange Commission ⓘ
Securities and Exchange Commission → shortName → Securities and Exchange Commission self-linksurface differs ⓘ
this entity surface form: SEC
Securities and Exchange Commission → hasPart → Securities and Exchange Commission self-linksurface differs ⓘ
this entity surface form: Division of Corporation Finance
Securities and Exchange Commission → hasPart → Securities and Exchange Commission self-linksurface differs ⓘ
this entity surface form: Division of Trading and Markets
Securities and Exchange Commission → hasPart → Securities and Exchange Commission self-linksurface differs ⓘ
this entity surface form: Office of Compliance Inspections and Examinations
Chicago Stock Exchange → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Chicago Board Options Exchange → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
U.S. Securities Act of 1933 → administeredBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
New York Stock Exchange → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Sarbanes–Oxley Act of 2002 → regulator → Securities and Exchange Commission ⓘ
Division of Investment Management → partOf → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Division of Investment Management → parentAgency → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Financial Industry Regulatory Authority → overseenBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Financial Industry Regulatory Authority → supervisingAuthority → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
TXN → regulatoryJurisdiction → Securities and Exchange Commission ⓘ
this entity surface form: U.S. SEC
U.S. Securities Exchange Act of 1934 → createdAgency → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Dodd–Frank Wall Street Reform and Consumer Protection Act → grantsAuthorityTo → Securities and Exchange Commission ⓘ
Division of Enforcement → partOf → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Division of Enforcement → parentOrganization → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
NASDAQ → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
F → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Office of Domestic Finance → collaboratesWith → Securities and Exchange Commission ⓘ
Under Secretary for Domestic Finance → worksWith → Securities and Exchange Commission ⓘ
Division of Economic and Risk Analysis → parentOrganization → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Division of Economic and Risk Analysis → partOf → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Public Utility Holding Company Act of 1935 → grantsPowerTo → Securities and Exchange Commission ⓘ
Investment Company Act of 1940 → administeredBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Regulation S → administeredBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Regulation A → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
DAL → regulatoryAuthority → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Regulation D → administeredBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
JBLU → regulatoryAuthority → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Investment Advisers Act of 1940 → administeredBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
JPMorgan Chase → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
’33 Act → administeredBy → Securities and Exchange Commission ⓘ
subject surface form: '33 Act
this entity surface form: U.S. Securities and Exchange Commission
Title 15 of the United States Code → administeredBy → Securities and Exchange Commission ⓘ
U.S. Commodity Futures Trading Commission → cooperatesWith → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
NYSE Arca → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
NYSE American → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
NYSE National → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Lockheed bribery scandals → discoveredBy → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission investigations
BA → regulatoryJurisdiction → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
William O. Douglas → employer → Securities and Exchange Commission ⓘ
Enron accounting scandal → involves → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Division of Corporation Finance → partOf → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Division of Corporation Finance → parentOrganization → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Office of Compliance Inspections and Examinations → parentOrganization → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Office of Compliance Inspections and Examinations → parentOrganization → Securities and Exchange Commission ⓘ
this entity surface form: SEC
Series 7 exam → regulator → Securities and Exchange Commission ⓘ
this entity surface form: U.S. Securities and Exchange Commission
Series 7 exam → regulator → Securities and Exchange Commission ⓘ
this entity surface form: SEC