Securities and Exchange Commission
E948
The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
All labels observed (14)
How this entity was disambiguated
This entity first appeared as the object of triple T6589 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Securities and Exchange Commission Context triple: [New Deal, hasPart, Securities and Exchange Commission]
-
A.
United States Department of the Treasury
The United States Department of the Treasury is the federal executive department responsible for managing national finances, including collecting taxes, producing currency, and formulating economic and fiscal policy.
-
B.
Federal Reserve Board of Governors
The Federal Reserve Board of Governors is the central governing body of the U.S. Federal Reserve System, responsible for setting national monetary policy and overseeing the country’s banking system.
-
C.
U.S. Nuclear Regulatory Commission
The U.S. Nuclear Regulatory Commission is the federal agency responsible for overseeing and ensuring the safe use of nuclear materials and facilities in the United States.
-
D.
National Science Foundation
The National Science Foundation is an independent U.S. government agency that funds and promotes fundamental research and education in all non-medical fields of science and engineering.
-
E.
Tennessee Valley Authority
The Tennessee Valley Authority is a federally owned U.S. corporation created during the New Deal to provide regional economic development, flood control, and electricity generation in the Tennessee Valley.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Securities and Exchange Commission Target entity description: The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
-
A.
United States Department of the Treasury
The United States Department of the Treasury is the federal executive department responsible for managing national finances, including collecting taxes, producing currency, and formulating economic and fiscal policy.
-
B.
Federal Reserve Board of Governors
The Federal Reserve Board of Governors is the central governing body of the U.S. Federal Reserve System, responsible for setting national monetary policy and overseeing the country’s banking system.
-
C.
U.S. Nuclear Regulatory Commission
The U.S. Nuclear Regulatory Commission is the federal agency responsible for overseeing and ensuring the safe use of nuclear materials and facilities in the United States.
-
D.
National Science Foundation
The National Science Foundation is an independent U.S. government agency that funds and promotes fundamental research and education in all non-medical fields of science and engineering.
-
E.
Tennessee Valley Authority
The Tennessee Valley Authority is a federally owned U.S. corporation created during the New Deal to provide regional economic development, flood control, and electricity generation in the Tennessee Valley.
- F. None of above. chosen
Statements (52)
| Predicate | Object |
|---|---|
| instanceOf |
government agency
ⓘ
independent federal agency ⓘ |
| appliesToJurisdiction | U.S. securities markets ⓘ |
| appointedBy | President of the United States ⓘ |
| canImpose |
civil penalties
ⓘ
injunctive relief ⓘ |
| canSeek | disgorgement of ill-gotten gains ⓘ |
| chairpersonAppointedBy | President of the United States ⓘ |
| commissionersConfirmedBy | United States Senate ⓘ |
| conducts | investigations of securities law violations ⓘ |
| continent | North America ⓘ |
| cooperatesWith |
United States Department of Justice
ⓘ
surface form:
Department of Justice of the United States
Financial Industry Regulatory Authority ⓘ state securities regulators ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| createdAfterEvent | Wall Street Crash of 1929 ⓘ |
| enforces |
Dodd–Frank Wall Street Reform and Consumer Protection Act
ⓘ
Investment Advisers Act of 1940 ⓘ Investment Company Act of 1940 ⓘ Sarbanes–Oxley Act of 2002 ⓘ U.S. Securities Act of 1933 ⓘ
surface form:
Securities Act of 1933
U.S. Securities Exchange Act of 1934 ⓘ
surface form:
Securities Exchange Act of 1934
U.S. federal securities laws ⓘ |
| foundedByStatute |
U.S. Securities Exchange Act of 1934
ⓘ
surface form:
Securities Exchange Act of 1934
|
| governingBody | five-member Commission ⓘ |
| hasMotto | protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation ⓘ |
| hasPart |
Securities and Exchange Commission
self-linksurface differs
ⓘ
surface form:
Division of Corporation Finance
Division of Economic and Risk Analysis ⓘ Division of Enforcement ⓘ Division of Investment Management ⓘ Securities and Exchange Commission self-linksurface differs ⓘ
surface form:
Division of Trading and Markets
Securities and Exchange Commission self-linksurface differs ⓘ
surface form:
Office of Compliance Inspections and Examinations
|
| hasPrimaryMission |
facilitating capital formation
ⓘ
investor protection ⓘ maintaining fair and efficient markets ⓘ |
| headquartersLocation | Washington, D.C. ⓘ |
| inception | 1934 ⓘ |
| jurisdiction |
United States government
ⓘ
surface form:
federal government of the United States
|
| legalForm | independent regulatory commission ⓘ |
| oversightBy | United States Congress ⓘ |
| parentOrganization |
United States government
ⓘ
surface form:
United States federal government
|
| publishes | rules and regulations for securities markets ⓘ |
| regulates |
broker-dealers
ⓘ
investment advisers ⓘ mutual funds ⓘ publicly traded companies ⓘ securities disclosures ⓘ securities markets ⓘ securities offerings ⓘ stock exchanges ⓘ |
| shortName |
Securities and Exchange Commission
self-linksurface differs
ⓘ
surface form:
SEC
|
| website | https://www.sec.gov ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Securities and Exchange Commission Description of subject: The Securities and Exchange Commission is the U.S. federal agency responsible for regulating securities markets, enforcing securities laws, and protecting investors.
Referenced by (298)
Full triples — surface form annotated when it differs from this entity's canonical label.
U.S. Congress (indirectly through SEC oversight)
→
overseesAgencyIndirectly
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
U.S. Congress (indirectly through SEC oversight)
→
createsByStatute
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
U.S. Congress (indirectly through SEC oversight)
→
delegatesAuthorityTo
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
U.S. Congress (indirectly through SEC oversight)
→
overseesThroughCommittee
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
U.S. Congress (indirectly through SEC oversight)
→
confirmsOfficialsFor
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission (Senate confirmation of Commissioners)
U.S. Congress (indirectly through SEC oversight)
→
controlsBudgetFor
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission (through appropriations)
U.S. Congress (indirectly through SEC oversight)
→
canAmendStatuteGoverning
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
U.S. Congress (indirectly through SEC oversight)
→
canMandateRulemakingBy
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
U.S. Congress (indirectly through SEC oversight)
→
canRequestReportsFrom
→
Securities and Exchange Commission
ⓘ
subject surface form:
U.S. Congress
this entity surface form:
U.S. Securities and Exchange Commission
subject surface form:
Invesco QQQ Trust
this entity surface form:
U.S. Securities and Exchange Commission
subject surface form:
'34 Act
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
National Association of Securities Dealers
→
collaboratesWith
→
Securities and Exchange Commission
ⓘ
this entity surface form:
U.S. Securities and Exchange Commission
Public Company Accounting Oversight Board
→
parentOrganization
→
Securities and Exchange Commission
ⓘ
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
Justice William O. Douglas (in part and dissenting in part)
→
employer
→
Securities and Exchange Commission
ⓘ
subject surface form:
William O. Douglas
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
SEC commissioners
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission
this entity surface form:
U.S. Securities and Exchange Commission