U.S. Congress (indirectly through SEC oversight)
E22981
The U.S. Congress is the federal legislature of the United States, responsible for making national laws and overseeing federal agencies and regulatory frameworks, including those related to financial markets.
Observed surface forms (2)
| Surface form | Occurrences |
|---|---|
| U.S. Congress | 0 |
| United States Congress (through oversight of IRS) | 1 |
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
bicameral legislature
ⓘ
branch of the United States federal government ⓘ federal legislature ⓘ |
| canAmendStatuteGoverning |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| canMandateRulemakingBy |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| canRequestReportsFrom |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| conductsOversightThrough |
budgetary control over agencies
ⓘ
congressional hearings ⓘ subpoena power ⓘ |
| confirmsOfficialsFor |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission (Senate confirmation of Commissioners)
|
| constitutionalBasis | Article I of the United States Constitution ⓘ |
| controlsBudgetFor |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission (through appropriations)
|
| country |
United States of America
ⓘ
surface form:
United States
|
| createsByStatute |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| delegatesAuthorityTo |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| enactsLaw |
Dodd–Frank Wall Street Reform and Consumer Protection Act
ⓘ
Investment Advisers Act of 1940 ⓘ Investment Company Act of 1940 ⓘ Jumpstart Our Business Startups Act ⓘ
surface form:
Jumpstart Our Business Startups (JOBS) Act
Sarbanes–Oxley Act of 2002 ⓘ U.S. Securities Act of 1933 ⓘ
surface form:
Securities Act of 1933
U.S. Securities Exchange Act of 1934 ⓘ
surface form:
Securities Exchange Act of 1934
|
| hasChamber |
United States House of Representatives
ⓘ
United States Senate ⓘ |
| hasCommittee |
House Committee on Appropriations
ⓘ
House Committee on Financial Services ⓘ Senate Committee on Appropriations ⓘ Senate Committee on Banking, Housing, and Urban Affairs ⓘ |
| hasOversightRole |
federal executive agencies
ⓘ
federal regulatory framework for financial markets ⓘ |
| hasPower |
to investigate financial market abuses through committees
ⓘ
to levy taxes related to financial transactions and markets ⓘ to regulate interstate commerce, including securities transactions ⓘ |
| holdsHearingOn |
investor protection
ⓘ
market structure and trading practices ⓘ securities regulation ⓘ systemic financial risk ⓘ |
| influencesPolicyArea |
capital formation and corporate disclosure
ⓘ
enforcement priorities in securities regulation ⓘ market transparency and fairness ⓘ |
| meetsAt | United States Capitol ⓘ |
| overseesAgencyIndirectly |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| overseesThroughCommittee |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
federal financial regulatory agencies ⓘ |
| primaryFunction | to make federal law ⓘ |
| regulatesDomain |
financial markets (through legislation and oversight)
ⓘ
securities markets (through legislation and oversight) ⓘ |
| secondaryFunction | to oversee the implementation of federal law by agencies ⓘ |
Referenced by (2)
Full triples — surface form annotated when it differs from this entity's canonical label.
Financial Industry Regulatory Authority
→
mandateFrom
→
U.S. Congress (indirectly through SEC oversight)
ⓘ
this entity surface form:
United States Congress (through oversight of IRS)