U.S. Congress (indirectly through SEC oversight)

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The U.S. Congress is the federal legislature of the United States, responsible for making national laws and overseeing federal agencies and regulatory frameworks, including those related to financial markets.

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Observed surface forms (2)


Statements (48)

Predicate Object
instanceOf bicameral legislature
branch of the United States federal government
federal legislature
canAmendStatuteGoverning Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
canMandateRulemakingBy Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
canRequestReportsFrom Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
conductsOversightThrough budgetary control over agencies
congressional hearings
subpoena power
confirmsOfficialsFor Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission (Senate confirmation of Commissioners)
constitutionalBasis Article I of the United States Constitution
controlsBudgetFor Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission (through appropriations)
country United States of America
surface form: United States
createsByStatute Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
delegatesAuthorityTo Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
enactsLaw Dodd–Frank Wall Street Reform and Consumer Protection Act
Investment Advisers Act of 1940
Investment Company Act of 1940
Jumpstart Our Business Startups Act
surface form: Jumpstart Our Business Startups (JOBS) Act

Sarbanes–Oxley Act of 2002
U.S. Securities Act of 1933
surface form: Securities Act of 1933

U.S. Securities Exchange Act of 1934
surface form: Securities Exchange Act of 1934
hasChamber United States House of Representatives
United States Senate
hasCommittee House Committee on Appropriations
House Committee on Financial Services
Senate Committee on Appropriations
Senate Committee on Banking, Housing, and Urban Affairs
hasOversightRole federal executive agencies
federal regulatory framework for financial markets
hasPower to investigate financial market abuses through committees
to levy taxes related to financial transactions and markets
to regulate interstate commerce, including securities transactions
holdsHearingOn investor protection
market structure and trading practices
securities regulation
systemic financial risk
influencesPolicyArea capital formation and corporate disclosure
enforcement priorities in securities regulation
market transparency and fairness
meetsAt United States Capitol
overseesAgencyIndirectly Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
overseesThroughCommittee Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission

federal financial regulatory agencies
primaryFunction to make federal law
regulatesDomain financial markets (through legislation and oversight)
securities markets (through legislation and oversight)
secondaryFunction to oversee the implementation of federal law by agencies

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.

Financial Industry Regulatory Authority mandateFrom U.S. Congress (indirectly through SEC oversight)
Wage and Investment Division oversightBy U.S. Congress (indirectly through SEC oversight)
this entity surface form: United States Congress (through oversight of IRS)