Office of Structured Finance
E39116
The Office of Structured Finance is a specialized unit within the U.S. Securities and Exchange Commission that focuses on the analysis, regulation, and oversight of structured financial products and markets.
Aliases (1)
Statements (49)
| Predicate | Object |
|---|---|
| instanceOf |
office
→
organizational unit → |
| collaboratesWith |
Division of Economic and Risk Analysis
→
Division of Enforcement → Division of Trading and Markets → Office of Credit Ratings → |
| country |
United States
→
|
| employer |
accountants
→
economists → financial analysts → staff attorneys → |
| field |
asset-backed securities
→
capital markets → collateralized debt obligations → derivative securities → fixed income markets → mortgage-backed securities → securities regulation → securitization → structured finance → structured products → |
| governedBy |
Dodd–Frank Wall Street Reform and Consumer Protection Act
→
Investment Company Act of 1940 → Securities Act of 1933 → Securities Exchange Act of 1934 → federal securities laws → |
| locatedIn |
Washington, D.C.
→
|
| objective |
enhance transparency in structured finance markets
→
identify and address risks in structured financial products → improve disclosure quality for complex securities → |
| oversightOf |
securitization transactions
→
structured finance markets → |
| parentOrganization |
Division of Corporation Finance
→
|
| partOf |
U.S. Securities and Exchange Commission
→
|
| regulates |
issuers of asset-backed securities
→
public offerings of structured products → |
| responsibility |
coordination with other SEC divisions on structured finance issues
→
disclosure review of asset-backed securities → interpretive guidance on structured finance disclosure requirements → investor protection in structured finance markets → monitoring market developments in structured products → policy development for structured products → review of ongoing reporting for asset-backed issuers → review of registration statements for asset-backed securities → review of shelf registration programs for structured products → review of structured finance securities offerings → risk assessment of complex securitizations → rulemaking support for structured finance markets → |
| sector |
financial regulation
→
|
Referenced by (2)
| Subject (surface form when different) | Predicate |
|---|---|
|
Office of Structured Finance
("Office of Credit Ratings")
→
|
collaboratesWith |
|
Division of Economic and Risk Analysis
→
|
hasPart |