Division of Trading and Markets of the SEC
E128094
UNEXPLORED
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
Aliases (1)
Referenced by (2)
| Subject (surface form when different) | Predicate |
|---|---|
|
Office of Compliance Inspections and Examinations
→
Office of Structured Finance ("Division of Trading and Markets") → |
collaboratesWith |