Regulation D
E7227
Regulation D is a set of SEC rules that provides exemptions from the registration requirements for certain private offerings of securities in the United States.
All labels observed (11)
How this entity was disambiguated
This entity first appeared as the object of triple T86235 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Regulation D Context triple: [U.S. Securities Act of 1933, laterInterpretedBy, Regulation D]
-
A.
U.S. Securities Act of 1933
The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
-
B.
U.S. Securities Exchange Act of 1934
The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
-
C.
Sarbanes–Oxley Act of 2002
The Sarbanes–Oxley Act of 2002 is a U.S. federal law that established sweeping reforms to improve corporate governance, financial reporting, and auditor independence in response to major accounting scandals.
-
D.
Glass–Steagall Act
The Glass–Steagall Act was a landmark U.S. banking law of the 1930s that separated commercial and investment banking to curb financial speculation and prevent future banking crises.
-
E.
Code of Federal Regulations
The Code of Federal Regulations is the codification of the general and permanent rules and regulations issued by the departments and agencies of the United States federal government.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Regulation D Target entity description: Regulation D is a set of SEC rules that provides exemptions from the registration requirements for certain private offerings of securities in the United States.
-
A.
U.S. Securities Act of 1933
The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
-
B.
U.S. Securities Exchange Act of 1934
The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
-
C.
Sarbanes–Oxley Act of 2002
The Sarbanes–Oxley Act of 2002 is a U.S. federal law that established sweeping reforms to improve corporate governance, financial reporting, and auditor independence in response to major accounting scandals.
-
D.
Glass–Steagall Act
The Glass–Steagall Act was a landmark U.S. banking law of the 1930s that separated commercial and investment banking to curb financial speculation and prevent future banking crises.
-
E.
Code of Federal Regulations
The Code of Federal Regulations is the codification of the general and permanent rules and regulations issued by the departments and agencies of the United States federal government.
- F. None of above. chosen
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
SEC rule
ⓘ
United States securities regulation ⓘ exemption from securities registration ⓘ |
| administeredBy |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| allows | general solicitation under Rule 506(c) subject to conditions ⓘ |
| appliesTo |
certain limited offerings to non-accredited investors
ⓘ
offerings to accredited investors ⓘ private placements ⓘ |
| category | private offering exemption ⓘ |
| defines |
accredited investor
ⓘ
information requirements for non-accredited investors ⓘ integration safe harbors ⓘ limitations on advertising ⓘ limitations on general solicitation ⓘ |
| doesNotExemptFrom | anti-fraud provisions of federal securities laws ⓘ |
| doesNotPreempt | all state securities laws ⓘ |
| effectiveIn | United States federal securities markets ⓘ |
| exemptsFrom | federal registration of securities under the Securities Act of 1933 ⓘ |
| filingForm | Form D ⓘ |
| goal |
facilitate capital formation
ⓘ
protect investors through disclosure and eligibility standards ⓘ |
| imposes |
bad actor disqualification provisions
ⓘ
investor sophistication requirements under certain rules ⓘ offering amount limits under certain rules ⓘ resale restrictions on securities sold ⓘ |
| includesRule |
Regulation D
self-linksurface differs
ⓘ
surface form:
Rule 501
Regulation D self-linksurface differs ⓘ
surface form:
Rule 502
Rule 504 ⓘ Rule 506(b) ⓘ Regulation D self-linksurface differs ⓘ
surface form:
Rule 506(c)
|
| jurisdiction |
United States of America
ⓘ
surface form:
United States
|
| legalBasis |
U.S. Securities Act of 1933
ⓘ
surface form:
Securities Act of 1933
|
| limits | number and type of non-accredited investors in certain offerings ⓘ |
| partOf | Securities Act of 1933 regulatory framework ⓘ |
| provides | exemptions from registration requirements ⓘ |
| regulates | private offerings of securities ⓘ |
| relatedTo |
Regulation A
ⓘ
Regulation S ⓘ U.S. Securities Act of 1933 ⓘ
surface form:
Section 4(a)(2) of the Securities Act of 1933
|
| requires |
Form D filing with the SEC
ⓘ
verification of accredited investor status under Rule 506(c) ⓘ |
| shortName | Reg D ⓘ |
| subjectTo | state blue sky law considerations ⓘ |
| usedBy |
hedge funds
ⓘ
private companies raising capital ⓘ private equity funds ⓘ real estate syndications ⓘ venture capital funds ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: Regulation D Description of subject: Regulation D is a set of SEC rules that provides exemptions from the registration requirements for certain private offerings of securities in the United States.
Referenced by (17)
Full triples — surface form annotated when it differs from this entity's canonical label.
this entity surface form:
Rule 506(c)
this entity surface form:
Rule 501
this entity surface form:
Rule 502
this entity surface form:
Regulation D under the Securities Act of 1933
this entity surface form:
Rule 506 of Regulation D
this entity surface form:
Rule 504 of Regulation D
this entity surface form:
Rule 505 of Regulation D (rescinded)