Form D

E57050

Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.

All labels observed (1)

Label Occurrences
Form D canonical 1

How this entity was disambiguated

Statements (48)

Predicate Object
instanceOf SEC form
notice filing
regulatory filing
appliesIn interstate offerings relying on Regulation D
appliesTo accredited investors
non-accredited investors in certain offerings
contains information about related persons
information about sales commissions and finders’ fees
information about the date of first sale
information about the issuer
information about the size of the offering
information about the types of investors
information about use of proceeds to pay related persons
disclosureLevel limited compared to registered offerings
exemptionType federal securities registration exemption
filedBy companies conducting private offerings
issuers of securities relying on Regulation D exemptions
filedWith Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
filingMethod EDGAR
surface form: EDGAR system
filingType electronic filing
governingBody Division of Corporation Finance
surface form: Division of Corporation Finance of the SEC
hasVersion electronic XML-based form on EDGAR
isNot a prospectus
a registration statement
jurisdiction United States of America
surface form: United States
legalBasis Regulation D
surface form: Regulation D under the Securities Act of 1933

U.S. Securities Act of 1933
surface form: Securities Act of 1933
mayTrigger state blue sky notice filing requirements
publicAvailability publicly accessible through the SEC EDGAR database
purpose to notify the SEC of an exempt offering of securities
to provide basic information about an exempt securities offering
to provide information about the issuer and offering amount
to provide information about the type of investors in the offering
to provide information about use of proceeds
regulatesBy Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
regulatoryGoal to facilitate capital formation for smaller issuers
to provide transparency about exempt offerings
relatedTo Regulation D
surface form: Regulation D private offering rules

Regulation D
surface form: Rule 504 of Regulation D

Regulation D
surface form: Rule 506(b) of Regulation D

Regulation D
surface form: Rule 506(c) of Regulation D
timingRequirement must generally be filed within 15 days after the first sale of securities in the offering
usedFor offerings under Regulation D
offerings under Rule 504
offerings under Rule 506(b)
offerings under Rule 506(c)
private placement offerings
reporting exempt securities offerings

How these facts were elicited

Referenced by (1)

Full triples — surface form annotated when it differs from this entity's canonical label.

Regulation D filingForm Form D