Series 7 exam

E22980
professional certification exam securities licensing examination

The Series 7 exam is a U.S. licensing test that qualifies individuals to work as general securities representatives, allowing them to sell a broad range of investment products.

Try in SPARQL Jump to: Surface forms Statements Referenced by

All labels observed (4)

Label Occurrences
Series 7 exam canonical 2
General Securities Representative Qualification Examination 1
Series 7 1

Statements (51)

Predicate Object
instanceOf professional certification exam ⓘ
securities licensing examination ⓘ
abbreviation Series 7 exam self-linksurface differs ⓘ
surface form: Series 7
administeredBy FINRA ⓘ
Financial Industry Regulatory Authority ⓘ
allowsHolderToSell corporate securities ⓘ
direct participation programs ⓘ
government securities ⓘ
investment company securities ⓘ
money market instruments ⓘ
municipal securities ⓘ
options ⓘ
variable annuities ⓘ
country United States of America ⓘ
surface form: United States
coversTopic customer accounts ⓘ
debt securities ⓘ
equity securities ⓘ
investment risk ⓘ
margin accounts ⓘ
options strategies ⓘ
retirement plans ⓘ
securities industry regulations ⓘ
taxation of securities transactions ⓘ
trading and settlement ⓘ
eligibilityRequirement association with a FINRA member firm or self-regulatory organization ⓘ
examFormat computer-based test ⓘ
industry financial services ⓘ
securities industry ⓘ
language English ⓘ
numberOfQuestions 125 ⓘ
officialName Series 7 exam self-linksurface differs ⓘ
surface form: General Securities Representative Qualification Examination
passingScore 72 percent ⓘ
prerequisite SIE exam ⓘ
Securities Industry Essentials exam ⓘ
purpose qualify individuals as general securities representatives ⓘ
qualifiesForRole general securities representative ⓘ
questionType multiple choice ⓘ
regulator Securities and Exchange Commission ⓘ
surface form: SEC

Securities and Exchange Commission ⓘ
surface form: U.S. Securities and Exchange Commission
regulatoryDomain securities regulation ⓘ
relatedExam Securities Industry Essentials exam ⓘ
Series 6 exam ⓘ
replaced Series 7 exam self-linksurface differs ⓘ
surface form: Series 7 General Securities Representative Examination
replacedVersionEffectiveDate October 2018 ⓘ
requiredBy FINRA member firms ⓘ
broker-dealers ⓘ
requiredForActivity soliciting and executing most types of securities transactions for customers ⓘ
sponsorRequirement FINRA member firm sponsorship ⓘ
testingLocation authorized testing centers ⓘ
online proctored environment ⓘ
timeLimit 225 minutes ⓘ

Referenced by (5)

Full triples — surface form annotated when it differs from this entity's canonical label.

Financial Industry Regulatory Authority → administers → Series 7 exam ⓘ
Series 7 exam → replaced → Series 7 exam self-linksurface differs ⓘ
this entity surface form: Series 7 General Securities Representative Examination
Series 7 exam → officialName → Series 7 exam self-linksurface differs ⓘ
this entity surface form: General Securities Representative Qualification Examination
Series 7 exam → abbreviation → Series 7 exam self-linksurface differs ⓘ
this entity surface form: Series 7
Securities Industry Essentials exam → requiredBefore → Series 7 exam ⓘ