Series 7 exam
E22980
The Series 7 exam is a U.S. licensing test that qualifies individuals to work as general securities representatives, allowing them to sell a broad range of investment products.
Observed surface forms (3)
| Surface form | As subject | As object |
|---|---|---|
| General Securities Representative Qualification Examination | 0 | 1 |
| Series 7 | 0 | 1 |
| Series 7 General Securities Representative Examination | 0 | 1 |
Statements (51)
| Predicate | Object |
|---|---|
| instanceOf |
professional certification exam
→
securities licensing examination → |
| abbreviation |
Series 7 exam
self-linksurface differs
→
surface form:
Series 7
|
| administeredBy |
FINRA
→
Financial Industry Regulatory Authority → |
| allowsHolderToSell |
corporate securities
→
direct participation programs → government securities → investment company securities → money market instruments → municipal securities → options → variable annuities → |
| country |
United States of America
→
surface form:
United States
|
| coversTopic |
customer accounts
→
debt securities → equity securities → investment risk → margin accounts → options strategies → retirement plans → securities industry regulations → taxation of securities transactions → trading and settlement → |
| eligibilityRequirement | association with a FINRA member firm or self-regulatory organization → |
| examFormat | computer-based test → |
| industry |
financial services
→
securities industry → |
| language | English → |
| numberOfQuestions | 125 → |
| officialName |
Series 7 exam
self-linksurface differs
→
surface form:
General Securities Representative Qualification Examination
|
| passingScore | 72 percent → |
| prerequisite |
SIE exam
→
Securities Industry Essentials exam → |
| purpose | qualify individuals as general securities representatives → |
| qualifiesForRole | general securities representative → |
| questionType | multiple choice → |
| regulator |
Securities and Exchange Commission
→
surface form:
SEC
Securities and Exchange Commission →
surface form:
U.S. Securities and Exchange Commission
|
| regulatoryDomain | securities regulation → |
| relatedExam |
Securities Industry Essentials exam
→
Series 6 exam → |
| replaced |
Series 7 exam
self-linksurface differs
→
surface form:
Series 7 General Securities Representative Examination
|
| replacedVersionEffectiveDate | October 2018 → |
| requiredBy |
FINRA member firms
→
broker-dealers → |
| requiredForActivity | soliciting and executing most types of securities transactions for customers → |
| sponsorRequirement | FINRA member firm sponsorship → |
| testingLocation |
authorized testing centers
→
online proctored environment → |
| timeLimit | 225 minutes → |
Referenced by (4)
Full triples — surface form annotated when it differs from this entity's canonical label.
this entity surface form:
Series 7
this entity surface form:
General Securities Representative Qualification Examination
this entity surface form:
Series 7 General Securities Representative Examination