FINRA Code of Arbitration Procedure

E130442 UNEXPLORED

The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.


Referenced by (2)
Subject (surface form when different) Predicate
FINRA Arbitration Forum
FINRA Arbitration Forum ("FINRA Code of Mediation Procedure")
governedBy

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