FINRA Code of Arbitration Procedure
E130442
UNEXPLORED
The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.
Aliases (1)
Referenced by (2)
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FINRA Arbitration Forum
→
FINRA Arbitration Forum ("FINRA Code of Mediation Procedure") → |
governedBy |