Triple
T5340682
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Form U4 |
E123935
|
entity |
| Predicate | legalBasis |
P125
|
FINISHED |
| Object | FINRA rules |
E130442
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: FINRA rules | Statement: [Form U4, legalBasis, FINRA rules]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: FINRA rules Context triple: [Form U4, legalBasis, FINRA rules]
-
A.
FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
-
B.
FINRA Code of Arbitration Procedure
chosen
The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.
-
C.
FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
-
D.
Regulation NMS
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
-
E.
Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69bd464b07f8819095aa76577c9829e4 |
completed | March 20, 2026, 1:06 p.m. |
| NER | Named-entity recognition | batch_69bd85c9cff48190900d234a7569cd5d |
completed | March 20, 2026, 5:37 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69bf18c8db388190a31f55854e7370fc |
completed | March 21, 2026, 10:16 p.m. |
Created at: March 20, 2026, 2 p.m.