Triple

T5867969

Position	Surface form	Disambiguated ID	Type / Status
Subject	FINRA Code of Arbitration Procedure	`E130442`	entity
Predicate	bindingOn	`P1045`	FINISHED
Object	FINRA member firms FINRA member firms are broker-dealer firms registered with and regulated by the Financial Industry Regulatory Authority, required to follow its rules and standards in their securities business.	`E123931`	NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini

Instruction

Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).

Input

Phrase: FINRA member firms | Statement: [FINRA Code of Arbitration Procedure, bindingOn, FINRA member firms]

NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07

Target entity: FINRA member firms
Context triple: [FINRA Code of Arbitration Procedure, bindingOn, FINRA member firms]

A. FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
B. FINRA Technology Department
The FINRA Technology Department is the internal technology organization of the Financial Industry Regulatory Authority responsible for developing, operating, and supporting its regulatory and compliance systems and infrastructure.
C. FINRA CRD
FINRA CRD is a centralized online database maintained by the Financial Industry Regulatory Authority that stores registration and licensing information for broker-dealers and their associated individuals in the U.S.
D. FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
E. National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
F. None of above. chosen
G. Unsure - the case is ambiguous/there is not enough information to decide.

NEDg Description generation gpt-5.1

Instruction

Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"

Input

Entity: FINRA member firms
Triple: [FINRA Code of Arbitration Procedure, bindingOn, FINRA member firms]

Generated description

FINRA member firms are broker-dealer firms registered with and regulated by the Financial Industry Regulatory Authority, required to follow its rules and standards in their securities business.

NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07

Target entity: FINRA member firms
Target entity description: FINRA member firms are broker-dealer firms registered with and regulated by the Financial Industry Regulatory Authority, required to follow its rules and standards in their securities business.

A. FINRA chosen
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
B. FINRA Technology Department
The FINRA Technology Department is the internal technology organization of the Financial Industry Regulatory Authority responsible for developing, operating, and supporting its regulatory and compliance systems and infrastructure.
C. FINRA CRD
FINRA CRD is a centralized online database maintained by the Financial Industry Regulatory Authority that stores registration and licensing information for broker-dealers and their associated individuals in the U.S.
D. FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
E. National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
F. None of above.

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step	Stage	Batch ID	Status	When
creating	Elicitation	`batch_69c0085047dc8190af24e311edad3c07`	completed	March 22, 2026, 3:18 p.m.
NER	Named-entity recognition	`batch_69c035c27e708190b46c707d61c78877`	completed	March 22, 2026, 6:32 p.m.
NED1	Entity disambiguation (via context triple)	`batch_69c0a1d0c5a88190be8dee862e71a0f6`	completed	March 23, 2026, 2:13 a.m.
NEDg	Description generation	`batch_69c0a2ab17f481908f2d492e4d9d90fb`	completed	March 23, 2026, 2:17 a.m.
NED2	Entity disambiguation (via description)	`batch_69c0a325410c8190925e5d9961baf829`	completed	March 23, 2026, 2:19 a.m.

Created at: March 22, 2026, 3:56 p.m.