securities regulation law
C2201
concept
Securities regulation law is the body of rules and principles governing the issuance, trading, disclosure, and oversight of financial instruments such as stocks and bonds to protect investors and maintain fair, efficient markets.
Aliases (1)
- U.S. securities regulation ×1
Instances (4)
- Rule 144A ("U.S. securities regulation")
- National Securities Markets Improvement Act of 1996
- Investment Company Act of 1940
- Investment Advisers Act of 1940