Securities Acts Amendments of 1975
E943966
The Securities Acts Amendments of 1975 is a U.S. federal law that significantly restructured securities regulation, enhancing oversight of the securities markets and establishing a framework for regulating municipal securities.
Statements (47)
| Predicate | Object |
|---|---|
| instanceOf |
United States federal statute
ⓘ
securities regulation law ⓘ |
| affects |
broker-dealers
ⓘ
municipal securities dealers ⓘ securities associations ⓘ securities exchanges ⓘ |
| amends |
Investment Advisers Act of 1940
NERFINISHED
ⓘ
Investment Company Act of 1940 NERFINISHED ⓘ Securities Act of 1933 NERFINISHED ⓘ Securities Exchange Act of 1934 NERFINISHED ⓘ |
| clarifies | SEC oversight of self-regulatory organizations ⓘ |
| codifiedIn | Title 15 of the United States Code NERFINISHED ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| creates | Municipal Securities Rulemaking Board NERFINISHED ⓘ |
| dateEnacted | 1975-06-04 ⓘ |
| enactedBy | United States Congress ⓘ |
| enhancesAuthorityOf | Securities and Exchange Commission NERFINISHED ⓘ |
| establishes | Municipal Securities Rulemaking Board NERFINISHED ⓘ |
| grantsAuthorityTo | Securities and Exchange Commission NERFINISHED ⓘ |
| historicalContext | post-1960s securities market reforms ⓘ |
| introducesConcept | national market system ⓘ |
| jurisdiction |
United States government
ⓘ
surface form:
United States federal government
|
| policyGoal |
development of a national market system for securities
ⓘ
development of a nationwide clearance and settlement system ⓘ |
| purpose |
to enhance oversight of securities markets
ⓘ
to establish a framework for regulating municipal securities ⓘ to promote fair and efficient securities markets ⓘ to restructure regulation of the securities markets ⓘ |
| regulates |
municipal securities
ⓘ
over-the-counter markets ⓘ securities exchanges ⓘ securities markets ⓘ self-regulatory organizations ⓘ |
| relatedTo |
Investment Advisers Act of 1940
NERFINISHED
ⓘ
Investment Company Act of 1940 NERFINISHED ⓘ Securities Act of 1933 NERFINISHED ⓘ Securities Exchange Act of 1934 NERFINISHED ⓘ |
| requires |
registration of national securities exchanges
ⓘ
registration of securities associations ⓘ |
| shortTitle | Securities Acts Amendments of 1975 NERFINISHED ⓘ |
| signedBy | Gerald Ford NERFINISHED ⓘ |
| signingPresident | Gerald Ford NERFINISHED ⓘ |
| strengthens | self-regulatory organization framework ⓘ |
| subjectOf | Section 15B of the Securities Exchange Act of 1934 ⓘ |
| typeOfRegulation |
market structure regulation
ⓘ
municipal securities regulation ⓘ |
| yearEnacted | 1975 ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.