Listing Rules

E790454
UK financial regulation instrument regulatory requirements securities regulation

Listing Rules are the regulatory requirements set by the UK Listing Authority that govern the admission of securities to the official list and the ongoing obligations of listed companies in the UK.

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Observed surface forms (1)

Surface form Occurrences
GEM Listing Rules 1

Statements (48)

Predicate Object
instanceOf UK financial regulation instrument ⓘ
regulatory requirements ⓘ
securities regulation ⓘ
administeredBy UK Listing Authority within the FCA NERFINISHED ⓘ
aim ensure issuers meet minimum standards for listing ⓘ
promote transparency for investors ⓘ
applyTo companies with securities admitted to the Official List ⓘ
depositary receipts in some cases ⓘ
issuers of securities seeking a UK listing ⓘ
premium listed companies ⓘ
standard listed companies ⓘ
concern debt securities ⓘ
depositary receipts ⓘ
equity securities ⓘ
warrants and other securities ⓘ
cover circulars and shareholder approvals ⓘ
class tests for transactions ⓘ
continuing obligations of listed issuers ⓘ
eligibility for listing ⓘ
listing application procedures ⓘ
related party transactions ⓘ
significant transactions ⓘ
sponsor regime ⓘ
suspension and cancellation of listing ⓘ
enforcedBy Financial Conduct Authority NERFINISHED ⓘ
enforcementPowersInclude cancellation of listing ⓘ
financial penalties ⓘ
public censure ⓘ
suspension of listing ⓘ
govern admission of securities to the Official List ⓘ
ongoing obligations of listed companies ⓘ
historicallyAdministeredBy Financial Services Authority NERFINISHED ⓘ
jurisdiction United Kingdom ⓘ
language English ⓘ
legalBasis Financial Services and Markets Act 2000 NERFINISHED ⓘ
objective ensuring fair and orderly markets ⓘ
investor protection ⓘ
maintaining market integrity ⓘ
partOf FCA Handbook NERFINISHED ⓘ
regulator Financial Conduct Authority NERFINISHED ⓘ
UK Listing Authority NERFINISHED ⓘ
relatedTo Disclosure Guidance and Transparency Rules NERFINISHED ⓘ
Market Abuse Regulation NERFINISHED ⓘ
Prospectus Regulation Rules ⓘ
require compliance with corporate governance provisions for premium listings ⓘ
publication of certain information to the market ⓘ
timely disclosure of inside information through other rules ⓘ
sector capital markets ⓘ

Referenced by (3)

Full triples — surface form annotated when it differs from this entity's canonical label.

UK Listing Authority → appliesRules → Listing Rules ⓘ
Prospectus Regulation Rules → relatedTo → Listing Rules ⓘ
GEM → hasListingRules → Listing Rules ⓘ
this entity surface form: GEM Listing Rules