Financial Instruments and Exchange Act of Japan

E125137

The Financial Instruments and Exchange Act of Japan is a comprehensive securities and financial markets law that regulates investment products, market participants, and disclosure to protect investors and ensure fair, transparent trading.

All labels observed (3)

How this entity was disambiguated

Statements (50)

Predicate Object
instanceOf Japanese statute
financial markets law
securities law
administeredBy Financial Services Agency of Japan
Securities and Exchange Surveillance Commission of Japan
appliesTo financial instruments business operators in Japan
issuers of listed securities in Japan
persons engaging in securities solicitation in Japan
containsProvisionOn administrative monetary penalties
civil liability for false disclosure
continuous disclosure reports
criminal penalties for securities violations
insider trading prohibitions
large shareholding reports
market manipulation prohibitions
prospectus requirements
registration of financial instruments business operators
tender offer bid rules
country Japan
enactedBy National Diet
surface form: National Diet of Japan
originalLanguage Japanese
originalTitle Financial Instruments and Exchange Act of Japan self-linksurface differs
surface form: 金融商品取引法
purpose ensuring fair markets
ensuring sound financial markets
ensuring transparent markets
investor protection
regulates brokerage firms
collective investment schemes
continuous disclosure by listed companies
derivatives transactions
disclosure of corporate information
financial instruments business operators
high-frequency trading business
insider trading
internal control reporting
investment advisers
investment management business
market manipulation
rating agencies registration
securities companies
securities markets in Japan
tender offers
replaced Financial Instruments and Exchange Act of Japan self-linksurface differs
surface form: Securities and Exchange Law of Japan
scopeIncludes bonds
collective investment schemes interests
derivative contracts
foreign securities offered in Japan
investment trusts
stocks
shortName FIEA

How these facts were elicited

Referenced by (5)

Full triples — surface form annotated when it differs from this entity's canonical label.

Financial Services Agency of Japan legalBasis Financial Instruments and Exchange Act of Japan
Financial Instruments and Exchange Act of Japan originalTitle Financial Instruments and Exchange Act of Japan self-linksurface differs
this entity surface form: 金融商品取引法
Financial Instruments and Exchange Act of Japan replaced Financial Instruments and Exchange Act of Japan self-linksurface differs
this entity surface form: Securities and Exchange Law of Japan
Insurance Business Act of Japan relatedTo Financial Instruments and Exchange Act of Japan
Second Section governedBy Financial Instruments and Exchange Act of Japan