FIEA
E538256
FIEA is Japan’s primary securities and financial markets law that regulates financial instruments, exchanges, and related market activities.
All labels observed (1)
| Label | Occurrences |
|---|---|
| FIEA canonical | 1 |
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
Japanese statute
ⓘ
financial markets law ⓘ |
| aimsTo |
ensure fairness of financial markets
ⓘ
ensure soundness of financial markets ⓘ ensure transparency of financial markets ⓘ protect investors ⓘ |
| appliesTo |
financial instruments business operators in Japan
ⓘ
foreign issuers offering securities in Japan ⓘ listed companies in Japan ⓘ |
| contains |
administrative sanctions provisions
ⓘ
civil liability provisions ⓘ conduct of business rules ⓘ criminal sanctions provisions ⓘ disclosure requirements ⓘ registration requirements ⓘ |
| country | Japan ⓘ |
| enforcedBy |
Financial Services Agency of Japan
NERFINISHED
ⓘ
Securities and Exchange Surveillance Commission of Japan NERFINISHED ⓘ |
| fullName | Financial Instruments and Exchange Act NERFINISHED ⓘ |
| jurisdiction | Japan ⓘ |
| languageOfDocument | Japanese ⓘ |
| legalSystem | Japanese law ⓘ |
| regulates |
broker-dealers
ⓘ
collective investment schemes ⓘ continuous disclosure ⓘ derivatives ⓘ disclosure of listed companies ⓘ electronic trading systems ⓘ false statements in securities filings ⓘ financial benchmarks ⓘ financial exchanges ⓘ financial instruments ⓘ financial instruments business operators ⓘ high-frequency trading ⓘ insider trading ⓘ internal controls reporting ⓘ investment advisers ⓘ investment managers ⓘ market manipulation ⓘ public offerings of securities ⓘ rating agencies ⓘ secondary distributions of securities ⓘ securities ⓘ securities exchanges ⓘ short selling ⓘ tender offers ⓘ |
| replaced | Securities and Exchange Law of Japan NERFINISHED ⓘ |
| subjectOf | enforcement by the Financial Services Agency of Japan ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.