NSMIA
E321971
NSMIA is a U.S. federal law enacted in 1996 that reallocated regulatory authority between federal and state governments over securities offerings and investment advisers to streamline and modernize securities regulation.
All labels observed (1)
| Label | Occurrences |
|---|---|
| NSMIA canonical | 2 |
How this entity was disambiguated
This entity first appeared as the object of triple T3059570 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: NSMIA Context triple: [National Securities Markets Improvement Act of 1996, shortName, NSMIA]
-
A.
NMTI
NMTI is a prestigious United States presidential award that honors individuals, teams, and companies for outstanding contributions to technological innovation and advancement.
-
B.
NMTI
NMTI is an acronym whose specific meaning depends on context, commonly referring to various technical or institutional names.
-
C.
USMIA
USMIA is the UN/LOCODE identifier for the port and transport hub of Miami in the United States.
-
D.
NNSC
NNSC is an international body established after the Korean War to monitor and supervise the implementation of the armistice agreement between North and South Korea.
-
E.
NNS
NNS is the commonly used abbreviation for Newport News Shipbuilding, a major American shipyard known for constructing U.S. Navy aircraft carriers and submarines.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: NSMIA Target entity description: NSMIA is a U.S. federal law enacted in 1996 that reallocated regulatory authority between federal and state governments over securities offerings and investment advisers to streamline and modernize securities regulation.
-
A.
NMTI
NMTI is a prestigious United States presidential award that honors individuals, teams, and companies for outstanding contributions to technological innovation and advancement.
-
B.
NMTI
NMTI is an acronym whose specific meaning depends on context, commonly referring to various technical or institutional names.
-
C.
USMIA
USMIA is the UN/LOCODE identifier for the port and transport hub of Miami in the United States.
-
D.
NNSC
NNSC is an international body established after the Korean War to monitor and supervise the implementation of the armistice agreement between North and South Korea.
-
E.
NNS
NNS is the commonly used abbreviation for Newport News Shipbuilding, a major American shipyard known for constructing U.S. Navy aircraft carriers and submarines.
- F. None of above. chosen
Statements (47)
| Predicate | Object |
|---|---|
| instanceOf |
United States federal statute
ⓘ
securities regulation law ⓘ |
| abbreviation | NSMIA self-link ⓘ |
| affects |
broker-dealers
ⓘ
investment advisers ⓘ issuers of securities ⓘ state securities commissions ⓘ |
| amends |
Investment Advisers Act of 1940
ⓘ
Investment Company Act of 1940 ⓘ U.S. Securities Act of 1933 ⓘ
surface form:
Securities Act of 1933
U.S. Securities Exchange Act of 1934 ⓘ
surface form:
Securities Exchange Act of 1934
|
| classification | 104th United States Congress legislation ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| createsConcept | covered securities ⓘ |
| effectOnInvestmentAdvisers |
assigns primary regulation of larger advisers to the SEC
ⓘ
assigns primary regulation of smaller advisers to state securities regulators ⓘ divides regulatory responsibility between SEC and states based on assets under management ⓘ |
| effectOnStates |
limits state authority over registration of nationally traded securities
ⓘ
preempts certain state registration requirements for covered securities ⓘ preserves state authority over certain smaller securities offerings ⓘ preserves state authority to investigate and bring enforcement actions for fraud ⓘ |
| enactedBy | United States Congress ⓘ |
| enactedInYear | 1996 ⓘ |
| fullName | National Securities Markets Improvement Act of 1996 ⓘ |
| hasSection |
provisions amending the Investment Company Act of 1940
ⓘ
provisions on covered securities preemption ⓘ provisions on investment adviser regulation ⓘ |
| jurisdiction | federal ⓘ |
| legalDomain |
financial regulation
ⓘ
securities law ⓘ |
| policyGoal |
enhance efficiency of U.S. capital markets
ⓘ
promote uniform national standards for certain securities ⓘ reduce duplicative regulation ⓘ |
| presidentAtEnactment | Bill Clinton ⓘ |
| primaryPurpose |
modernize securities regulation
ⓘ
reallocate regulatory authority between federal and state governments over securities regulation ⓘ streamline securities regulation ⓘ |
| publicLawNumber | Public Law 104-290 ⓘ |
| region |
United States of America
ⓘ
surface form:
United States
|
| regulatorImpacted |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
state securities regulators ⓘ |
| signedBy | Bill Clinton ⓘ |
| subjectMatter |
federal securities regulation
ⓘ
investment advisers ⓘ securities offerings ⓘ state securities regulation ⓘ |
| title | National Securities Markets Improvement Act of 1996 ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
Instruction
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Input
Subject: NSMIA Description of subject: NSMIA is a U.S. federal law enacted in 1996 that reallocated regulatory authority between federal and state governments over securities offerings and investment advisers to streamline and modernize securities regulation.
Referenced by (2)
Full triples — surface form annotated when it differs from this entity's canonical label.