Disambiguation evidence for ’34 Act via surface form
"'34 Act"
As subject (48)
Triples where this entity appears as subject under the
label "'34 Act".
| Predicate | Object |
|---|---|
| abbreviation |
U.S. Securities Exchange Act of 1934
ⓘ
surface form:
Exchange Act
|
| aimsTo | maintain fair and orderly markets ⓘ |
| aimsTo | promote market transparency ⓘ |
| aimsTo | protect investors ⓘ |
| appliesTo | issuers meeting certain asset and shareholder thresholds ⓘ |
| appliesTo | issuers with securities registered on national securities exchanges ⓘ |
| authorizes | SEC enforcement actions ⓘ |
| authorizes | SEC rulemaking ⓘ |
| authorizes | civil liability for securities fraud ⓘ |
| citation | 15 U.S.C. § 78a et seq. ⓘ |
| complements |
U.S. Securities Act of 1933
ⓘ
surface form:
Securities Act of 1933
|
| containsRule | Rule 10b-5 ⓘ |
| containsSection | Section 10(b) ⓘ |
| containsSection | Section 13(a) ⓘ |
| containsSection | Section 13(d) ⓘ |
| containsSection | Section 14(a) ⓘ |
| containsSection | Section 16 ⓘ |
| containsSection | Section 21D ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| empowers | Securities and Exchange Commission ⓘ |
| enactedBy | United States Congress ⓘ |
| establishedAgency | Securities and Exchange Commission ⓘ |
| focus | post-issuance trading of securities ⓘ |
| fullName |
U.S. Securities Exchange Act of 1934
ⓘ
surface form:
Securities Exchange Act of 1934
|
| governs | broker-dealers ⓘ |
| governs | clearing agencies ⓘ |
| governs | national securities exchanges ⓘ |
| governs | securities associations ⓘ |
| governs | transfer agents ⓘ |
| instanceOf | United States federal statute ⓘ |
| instanceOf | securities law ⓘ |
| jurisdiction | federal law of the United States ⓘ |
| language | English ⓘ |
| partOf |
New Deal
ⓘ
surface form:
New Deal financial reforms
|
| primaryPurpose | mandate ongoing disclosure by public companies ⓘ |
| primaryPurpose | prevent fraud and manipulation in securities markets ⓘ |
| primaryPurpose | regulate secondary trading of securities ⓘ |
| regulates | secondary trading of bonds ⓘ |
| regulates | secondary trading of other securities ⓘ |
| regulates | secondary trading of stocks ⓘ |
| requires | Form 10-K annual reports ⓘ |
| requires | Form 10-Q quarterly reports ⓘ |
| requires |
SEC filings
ⓘ
surface form:
Form 8-K current reports
|
| requires | insider trading disclosures ⓘ |
| requires | periodic reporting by public companies ⓘ |
| requires | proxy statement disclosures ⓘ |
| signedBy |
President Franklin D. Roosevelt
ⓘ
surface form:
Franklin D. Roosevelt
|
| yearEnacted | 1934 ⓘ |