North American Securities Administrators Association
E130443
The North American Securities Administrators Association (NASAA) is a voluntary organization of state, provincial, and territorial securities regulators in the United States, Canada, and Mexico that works to protect investors and oversee the securities industry at the local level.
All labels observed (1)
| Label | Occurrences |
|---|---|
| North American Securities Administrators Association canonical | 2 |
Statements (45)
| Predicate | Object |
|---|---|
| instanceOf |
non-profit organization
ⓘ
securities regulators association ⓘ |
| abbreviation | NASAA ⓘ |
| advocatesFor |
enhanced investor protection standards
ⓘ
strong state securities regulation ⓘ |
| collaboratesWith |
Financial Industry Regulatory Authority
ⓘ
Securities and Exchange Commission ⓘ
surface form:
U.S. Securities and Exchange Commission
|
| coordinates | multi-state enforcement actions ⓘ |
| countryOfHeadquarters |
United States of America
ⓘ
surface form:
United States
|
| develops |
model rules
ⓘ
uniform securities law proposals ⓘ |
| field | securities regulation ⓘ |
| focusesOn | retail investors ⓘ |
| founded | 1919 ⓘ |
| hasCommittee |
Corporation Finance Section
ⓘ
Enforcement Section ⓘ Investor Education Section ⓘ |
| hasJurisdiction |
Canada
ⓘ
Mexico ⓘ United States of America ⓘ
surface form:
United States
|
| hasMember |
provincial securities regulator
ⓘ
state securities regulator ⓘ territorial securities regulator ⓘ |
| headquartersLocation | Washington, D.C. ⓘ |
| issues |
investor alerts
ⓘ
investor education materials ⓘ |
| language | English ⓘ |
| legalForm | voluntary association ⓘ |
| memberType |
provincial securities regulators
ⓘ
state securities regulators ⓘ territorial securities regulators ⓘ |
| organizes |
annual conference
ⓘ
training programs for regulators ⓘ |
| oversees | state-level securities registration ⓘ |
| purpose |
enforcement coordination
ⓘ
investor protection ⓘ securities industry oversight ⓘ securities regulation policy development ⓘ |
| regionServed | North America ⓘ |
| regulates |
broker-dealers at state level
ⓘ
investment advisers at state level ⓘ |
| scope | North America ⓘ |
| sector | financial regulation ⓘ |
| typeOfNonProfit | trade association for regulators ⓘ |
| website | https://www.nasaa.org ⓘ |
Referenced by (2)
Full triples — surface form annotated when it differs from this entity's canonical label.