NASAA
E549820
NASAA is a U.S.-based association of state, provincial, and territorial securities regulators in North America that works to protect investors and promote fair securities markets.
All labels observed (1)
| Label | Occurrences |
|---|---|
| NASAA canonical | 1 |
Statements (43)
| Predicate | Object |
|---|---|
| instanceOf |
nonprofit organization
ⓘ
organization ⓘ trade association ⓘ |
| activity |
advocates for strong state securities regulation
ⓘ
conducts examinations and licensing standards development ⓘ coordinates enforcement actions among members ⓘ develops model securities laws ⓘ provides investor education resources ⓘ |
| collaboratesWith |
Financial Industry Regulatory Authority
NERFINISHED
ⓘ
U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| continent | North America ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| field |
financial regulation
ⓘ
investor protection ⓘ securities regulation ⓘ |
| foundedBy | state securities regulators ⓘ |
| foundedInPeriod | 1919 ⓘ |
| fullName | North American Securities Administrators Association NERFINISHED ⓘ |
| hasAbbreviation | NASAA NERFINISHED ⓘ |
| hasFocus |
small and local investors
ⓘ
state-level securities regulation ⓘ |
| headquartersLocation | Washington, D.C. ⓘ |
| language | English ⓘ |
| legalForm | nonprofit association ⓘ |
| memberType |
provincial securities regulators
ⓘ
state securities regulators ⓘ territorial securities regulators ⓘ |
| nonProfitStatus | 501(c)(3) or similar nonprofit classification ⓘ |
| purpose |
investor protection
ⓘ
promotion of efficient capital formation ⓘ promotion of fair securities markets ⓘ |
| regionServed |
Canada
ⓘ
Mexico NERFINISHED ⓘ United States of America ⓘ
surface form:
United States
|
| regulatoryArea |
broker-dealer regulation
ⓘ
investment adviser regulation ⓘ securities offerings ⓘ |
| scope | North America NERFINISHED ⓘ |
| sector | financial services regulation ⓘ |
| website | https://www.nasaa.org ⓘ |
| worksTo |
promote fair and transparent securities markets
ⓘ
protect investors from fraud ⓘ support state-level securities oversight ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.