Corporation Finance Section
E549822
The Corporation Finance Section is a specialized committee within the North American Securities Administrators Association that focuses on issues related to corporate securities offerings, disclosure, and regulatory policy.
Statements (47)
| Predicate | Object |
|---|---|
| instanceOf |
committee
ⓘ
securities regulation committee ⓘ specialized committee ⓘ |
| abbreviation | Corp Fin Section NERFINISHED ⓘ |
| activity |
coordinating comment letters on federal securities rulemakings
ⓘ
developing model rules for corporate securities offerings ⓘ issuing policy statements on corporate disclosure ⓘ monitoring market practices in corporate finance ⓘ organizing working groups of state and provincial securities regulators ⓘ providing guidance to NASAA members on offering review ⓘ |
| collaboratesWith |
Canadian securities regulators
ⓘ
U.S. Securities and Exchange Commission NERFINISHED ⓘ self-regulatory organizations in securities markets ⓘ |
| concerns |
issuer disclosure in private placements
ⓘ
issuer disclosure in public offerings ⓘ |
| field |
corporate finance regulation
ⓘ
corporate securities offerings ⓘ regulatory policy ⓘ securities disclosure ⓘ securities regulation ⓘ |
| focusesOn |
coordination of state review of securities offerings
ⓘ
corporate securities offerings ⓘ harmonization of state and federal securities disclosure requirements ⓘ issuer disclosure requirements ⓘ offering document review practices ⓘ policy issues affecting primary securities markets ⓘ prospectus disclosure standards ⓘ regulatory policy for corporate issuers ⓘ securities registration ⓘ small and emerging company capital formation issues ⓘ |
| goal |
development of consistent regulatory policies among member jurisdictions
ⓘ
improvement of corporate disclosure practices ⓘ investor protection in corporate securities offerings ⓘ promotion of fair and efficient capital markets ⓘ |
| hasMember |
provincial securities regulators
ⓘ
state securities regulators ⓘ territorial securities regulators ⓘ |
| jurisdiction |
Canada
NERFINISHED
ⓘ
North America NERFINISHED ⓘ United States of America ⓘ
surface form:
United States
state and provincial securities regulators ⓘ |
| locatedIn | North America ⓘ |
| parentOrganization | North American Securities Administrators Association NERFINISHED ⓘ |
| partOf | North American Securities Administrators Association NERFINISHED ⓘ |
| regulates | corporate securities offerings at the state and provincial level ⓘ |
| sector |
financial regulation
ⓘ
securities markets ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.