IARD

E123934

IARD (Investment Adviser Registration Depository) is an electronic filing and public disclosure system used by investment advisers in the United States to register and report information to regulators and investors.

All labels observed (1)

Label Occurrences
IARD canonical 3

How this entity was disambiguated

Statements (49)

Predicate Object
instanceOf electronic filing system
public disclosure system
regulatory reporting system
accessibleTo general public
investors
regulators
administeredBy Financial Industry Regulatory Authority
administeredByAbbreviation FINRA
country United States of America
surface form: United States
dataType business practice disclosures
disciplinary history information
investment adviser registration data
ownership and control information
enables centralized adviser registration
regulatory oversight of investment advisers
standardized disclosure for advisers
fullName Investment Adviser Registration Depository
hasComponent electronic filing platform
public disclosure interface
regulatory data repository
language English
operatedFor Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission

state securities regulators
operatedForAbbreviation Securities and Exchange Commission
surface form: SEC
operatesInJurisdiction United States of America
surface form: United States
primaryUserType registered investment adviser firms
regulatesOrSupports SEC-registered investment advisers
state-registered investment advisers
relatedSystem FINRA CRD
replaced paper-based adviser registration filings
sector financial regulation
submissionFormat electronic
supportsFiling annual updating amendments
initial registration applications
partial and full withdrawals of registration
supportsProgram Investment Adviser Registration Depository
surface form: Investment Adviser Registration Program
supportsRegulation Investment Advisers Act of 1940
technologyType web-based system
usedBy investment adviser firms
investment advisers
usedFor electronic submission of Form ADV
electronic submission of Form ADV amendments
electronic submission of Form ADV-E
electronic submission of Form ADV-W
public disclosure of adviser information
registration of investment advisers
regulatory filings
regulatory reporting to securities regulators
updating adviser registration information

How these facts were elicited

Referenced by (3)

Full triples — surface form annotated when it differs from this entity's canonical label.