IARD
E123934
IARD (Investment Adviser Registration Depository) is an electronic filing and public disclosure system used by investment advisers in the United States to register and report information to regulators and investors.
All labels observed (1)
| Label | Occurrences |
|---|---|
| IARD canonical | 3 |
How this entity was disambiguated
This entity first appeared as the object of triple T1064485 — resolving that mention is where its identity was fixed. The disambiguator weighed these candidate entities and picked the highlighted one (or “None”, minting a new entity). This is how homonymy is resolved: the same surface form can point to different entities.
Target entity: IARD Context triple: [Central Registration Depository, relatedToAbbreviation, IARD]
-
A.
I&A
I&A is the U.S. Department of Homeland Security’s Office of Intelligence and Analysis, responsible for gathering, analyzing, and sharing intelligence to support homeland security operations and decision-making.
-
B.
IHA
IHA is the commonly used abbreviation for Japan’s Imperial Household Agency, the government body responsible for matters concerning the Imperial Family.
-
C.
IA
IA is the standard two-letter U.S. Postal Service abbreviation for the state of Iowa.
-
D.
IEDL
IEDL is the standard abbreviation for IEEE Electron Device Letters, a leading peer-reviewed journal publishing short, high-impact papers on electron devices and related technologies.
-
E.
Jurata
Jurata is a seaside resort village in northern Poland, known for its sandy beaches and location on the Hel Peninsula along the Baltic Sea.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Target entity: IARD Target entity description: IARD (Investment Adviser Registration Depository) is an electronic filing and public disclosure system used by investment advisers in the United States to register and report information to regulators and investors.
-
A.
I&A
I&A is the U.S. Department of Homeland Security’s Office of Intelligence and Analysis, responsible for gathering, analyzing, and sharing intelligence to support homeland security operations and decision-making.
-
B.
IHA
IHA is the commonly used abbreviation for Japan’s Imperial Household Agency, the government body responsible for matters concerning the Imperial Family.
-
C.
IA
IA is the standard two-letter U.S. Postal Service abbreviation for the state of Iowa.
-
D.
IEDL
IEDL is the standard abbreviation for IEEE Electron Device Letters, a leading peer-reviewed journal publishing short, high-impact papers on electron devices and related technologies.
-
E.
Jurata
Jurata is a seaside resort village in northern Poland, known for its sandy beaches and location on the Hel Peninsula along the Baltic Sea.
- F. None of above. chosen
Statements (49)
| Predicate | Object |
|---|---|
| instanceOf |
electronic filing system
ⓘ
public disclosure system ⓘ regulatory reporting system ⓘ |
| accessibleTo |
general public
ⓘ
investors ⓘ regulators ⓘ |
| administeredBy | Financial Industry Regulatory Authority ⓘ |
| administeredByAbbreviation | FINRA ⓘ |
| country |
United States of America
ⓘ
surface form:
United States
|
| dataType |
business practice disclosures
ⓘ
disciplinary history information ⓘ investment adviser registration data ⓘ ownership and control information ⓘ |
| enables |
centralized adviser registration
ⓘ
regulatory oversight of investment advisers ⓘ standardized disclosure for advisers ⓘ |
| fullName | Investment Adviser Registration Depository ⓘ |
| hasComponent |
electronic filing platform
ⓘ
public disclosure interface ⓘ regulatory data repository ⓘ |
| language | English ⓘ |
| operatedFor |
Securities and Exchange Commission
ⓘ
surface form:
U.S. Securities and Exchange Commission
state securities regulators ⓘ |
| operatedForAbbreviation |
Securities and Exchange Commission
ⓘ
surface form:
SEC
|
| operatesInJurisdiction |
United States of America
ⓘ
surface form:
United States
|
| primaryUserType | registered investment adviser firms ⓘ |
| regulatesOrSupports |
SEC-registered investment advisers
ⓘ
state-registered investment advisers ⓘ |
| relatedSystem | FINRA CRD ⓘ |
| replaced | paper-based adviser registration filings ⓘ |
| sector | financial regulation ⓘ |
| submissionFormat | electronic ⓘ |
| supportsFiling |
annual updating amendments
ⓘ
initial registration applications ⓘ partial and full withdrawals of registration ⓘ |
| supportsProgram |
Investment Adviser Registration Depository
ⓘ
surface form:
Investment Adviser Registration Program
|
| supportsRegulation | Investment Advisers Act of 1940 ⓘ |
| technologyType | web-based system ⓘ |
| usedBy |
investment adviser firms
ⓘ
investment advisers ⓘ |
| usedFor |
electronic submission of Form ADV
ⓘ
electronic submission of Form ADV amendments ⓘ electronic submission of Form ADV-E ⓘ electronic submission of Form ADV-W ⓘ public disclosure of adviser information ⓘ registration of investment advisers ⓘ regulatory filings ⓘ regulatory reporting to securities regulators ⓘ updating adviser registration information ⓘ |
How these facts were elicited
The pipeline generated the facts above by prompting gpt-5.1 with this entity's name + description and the instruction below.
You are a knowledge base construction expert. Given a subject entity and a description of it, return factual statements that you know for the subject as a JSON list of dictionaries(triples), where keys must be "subject", "predicate" and "object". The number of facts may be very high, between 25 to 50 or more, for very popular subjects. For less popular subjects, the number of facts can be very low, like 5 or 10. # Requirements - If you don't know the subject at all, return an empty list. - If the subject is not a named entity, return an empty list. - Include at least one triple where predicate is "instanceOf". - Do not get too wordy. - Separate several objects into multiple triples with one object.
Subject: IARD Description of subject: IARD (Investment Adviser Registration Depository) is an electronic filing and public disclosure system used by investment advisers in the United States to register and report information to regulators and investors.
Referenced by (3)
Full triples — surface form annotated when it differs from this entity's canonical label.