Triple

T5340597
Position Surface form Disambiguated ID Type / Status
Subject IARD E123934 entity
Predicate fullName P16 FINISHED
Object Investment Adviser Registration Depository E123933 NE FINISHED

How this triple was built (2 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Investment Adviser Registration Depository | Statement: [IARD, fullName, Investment Adviser Registration Depository]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07 
Target entity: Investment Adviser Registration Depository
Context triple: [IARD, fullName, Investment Adviser Registration Depository]
  • A. Investment Adviser Registration Depository chosen
    The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
  • B. Division of Investment Management of the SEC
    The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
  • C. North American Securities Administrators Association
    The North American Securities Administrators Association (NASAA) is a voluntary organization of state, provincial, and territorial securities regulators in the United States, Canada, and Mexico that works to protect investors and oversee the securities industry at the local level.
  • D. FINRA
    FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
  • E. Investment Advisers Act of 1940
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • F. None of above.
  • G. Unsure - the case is ambiguous/there is not enough information to decide.

Provenance (3 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69bd464b07f8819095aa76577c9829e4 completed March 20, 2026, 1:06 p.m.
NER Named-entity recognition batch_69bd85c9cff48190900d234a7569cd5d completed March 20, 2026, 5:37 p.m.
NED1 Entity disambiguation (via context triple) batch_69bf18c8db388190a31f55854e7370fc completed March 21, 2026, 10:16 p.m.
Created at: March 20, 2026, 2 p.m.