FINRA CRD

E512104

centralized registration system regulatory database

FINRA CRD is a centralized online database maintained by the Financial Industry Regulatory Authority that stores registration and licensing information for broker-dealers and their associated individuals in the U.S.

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All labels observed (2)

Label	Occurrences
FINRA CRD canonical	1
FINRA CRD system	1

Statements (50)

Predicate	Object
instanceOf	centralized registration system ⓘ regulatory database ⓘ
accessMethod	online system ⓘ web-based interface for firms and regulators ⓘ
acronym	CRD NERFINISHED ⓘ
country	United States of America ⓘ surface form: United States
dataType	SRO registrations ⓘ business addresses of firms and individuals ⓘ disciplinary history of registered persons ⓘ disclosure events ⓘ employment history of registered persons ⓘ examination results ⓘ licensing records ⓘ registration records ⓘ state registrations ⓘ
feedsDataTo	BrokerCheck NERFINISHED ⓘ
fullName	Central Registration Depository NERFINISHED ⓘ
governedBy	FINRA rules NERFINISHED ⓘ federal securities laws ⓘ state securities laws ⓘ
hasComponent	firm CRD records ⓘ individual CRD records ⓘ
hasUserInterfaceFor	member firms ⓘ regulators ⓘ
industry	securities industry ⓘ
jurisdiction	U.S. securities industry ⓘ
maintainedBy	FINRA NERFINISHED ⓘ Financial Industry Regulatory Authority NERFINISHED ⓘ
primaryPurpose	store licensing information for associated individuals ⓘ store licensing information for broker-dealers ⓘ store registration information for associated individuals ⓘ store registration information for broker-dealers ⓘ support regulation of broker-dealers and registered representatives ⓘ
regulatesActivity	broker-dealer registration ⓘ registered representative licensing ⓘ
relatedSystem	BrokerCheck NERFINISHED ⓘ IARD NERFINISHED ⓘ Investment Adviser Registration Depository NERFINISHED ⓘ
sector	financial regulation ⓘ
supportsProcess	amendments to registration records ⓘ initial registration filings ⓘ regulatory review of applicants ⓘ termination of registrations ⓘ
usedBy	SEC NERFINISHED ⓘ U.S. Securities and Exchange Commission NERFINISHED ⓘ broker-dealers ⓘ investment adviser representatives who are FINRA-registered ⓘ registered representatives ⓘ self-regulatory organizations ⓘ state securities regulators ⓘ

Referenced by (2)

Full triples — surface form annotated when it differs from this entity's canonical label.

IARD → relatedSystem → FINRA CRD ⓘ

Form BD → dataRepository → FINRA CRD ⓘ

this entity surface form: FINRA CRD system