Triple
T5340617
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | IARD |
E123934
|
entity |
| Predicate | supportsProgram |
P178
|
FINISHED |
| Object | Investment Adviser Registration Program |
E123933
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Investment Adviser Registration Program | Statement: [IARD, supportsProgram, Investment Adviser Registration Program]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Investment Adviser Registration Program Context triple: [IARD, supportsProgram, Investment Adviser Registration Program]
-
A.
Investment Adviser Registration Depository
chosen
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
-
B.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
C.
Uniform Application for Securities Industry Registration or Transfer
The Uniform Application for Securities Industry Registration or Transfer (Form U4) is the primary regulatory form used in the United States to register or transfer the registration of individuals working in the securities industry with FINRA and other self-regulatory organizations.
-
D.
Division of Investment Management of the SEC
The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
-
E.
FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69bd464b07f8819095aa76577c9829e4 |
completed | March 20, 2026, 1:06 p.m. |
| NER | Named-entity recognition | batch_69bd85c9cff48190900d234a7569cd5d |
completed | March 20, 2026, 5:37 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69bf21c5f82481908e9061d68c1e7496 |
completed | March 21, 2026, 10:55 p.m. |
Created at: March 20, 2026, 2 p.m.