Financial Conduct Authority

E42902
financial regulatory authority government agency

The Financial Conduct Authority is the United Kingdom’s main financial regulator responsible for overseeing financial markets, firms, and consumer protection.

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All labels observed (5)

Label Occurrences
Financial Conduct Authority canonical 62
UK Financial Conduct Authority 5
Financial Conduct Authority (for certain aspects) 1

Statements (47)

Predicate Object
instanceOf financial regulatory authority ⓘ
government agency ⓘ
abbreviation FCA ⓘ
cooperatesWith Bank of England ⓘ
Prudential Regulation Authority ⓘ
international financial regulators ⓘ
country United Kingdom ⓘ
dateFormed 2013 ⓘ
focusesOn competition in financial services ⓘ
consumer protection ⓘ
market integrity ⓘ
formedBy Financial Services Act 2012 ⓘ
fundingModel levies on regulated firms ⓘ
hasPower to bring criminal prosecutions for certain offences ⓘ
to grant authorisation to financial firms ⓘ
to impose financial penalties ⓘ
to make rules for authorised firms ⓘ
to require redress for consumers ⓘ
to withdraw authorisation from firms ⓘ
headquartersCountry United Kingdom ⓘ
headquartersLocation London, England ⓘ
surface form: London
issues conduct of business sourcebook (COBS) ⓘ
handbook of rules and guidance ⓘ
jurisdiction United Kingdom ⓘ
legalBasis Financial Services and Markets Act 2000 (as amended) ⓘ
objective to promote effective competition in the interests of consumers ⓘ
to protect and enhance the integrity of the UK financial system ⓘ
to protect consumers ⓘ
oversees UK listing rules ⓘ
conduct of business rules for financial firms ⓘ
market abuse regime in the UK ⓘ
parentOrganization HM Treasury ⓘ
surface form: HM Treasury (policy oversight)
partOf UK system of financial regulation ⓘ
predecessor Financial Services Authority ⓘ
regulates asset managers ⓘ
consumer credit firms ⓘ
electronic money institutions ⓘ
financial advisers ⓘ
financial markets in the United Kingdom ⓘ
financial services firms in the United Kingdom ⓘ
insurance intermediaries ⓘ
investment firms ⓘ
payment service providers ⓘ
retail banks ⓘ
supervises conduct of retail financial markets ⓘ
conduct of wholesale financial markets ⓘ
website https://www.fca.org.uk ⓘ

Referenced by (70)

Full triples — surface form annotated when it differs from this entity's canonical label.

London Stock Exchange → regulator → Financial Conduct Authority ⓘ
Bank of Scotland → regulator → Financial Conduct Authority ⓘ
Financial Policy Committee → cooperatesWith → Financial Conduct Authority ⓘ
Clydesdale Bank → regulator → Financial Conduct Authority ⓘ
Prudential Regulation Authority → precededBy → Financial Conduct Authority ⓘ
this entity surface form: Financial Services Authority
Prudential Regulation Authority → cooperatesWith → Financial Conduct Authority ⓘ
Prudential Regulation Authority → coRegulatorWith → Financial Conduct Authority ⓘ
Virgin Money → regulator → Financial Conduct Authority ⓘ
Serious Fraud Office → cooperatesWith → Financial Conduct Authority ⓘ
Main Market → regulatedBy → Financial Conduct Authority ⓘ
Alternative Investment Market → regulatoryAuthority → Financial Conduct Authority ⓘ
SETSqx → regulatorJurisdiction → Financial Conduct Authority ⓘ
CREST → regulator → Financial Conduct Authority ⓘ
EZJ → regulator → Financial Conduct Authority ⓘ
this entity surface form: UK Financial Conduct Authority
Corporate & Investment Bank → regulator → Financial Conduct Authority ⓘ
Principality Building Society → regulator → Financial Conduct Authority ⓘ
Lloyds Banking Group → regulator → Financial Conduct Authority ⓘ
3-month U.S. dollar LIBOR → regulatoryBody → Financial Conduct Authority ⓘ
this entity surface form: UK Financial Conduct Authority
HM Treasury Select Committee → scrutinises → Financial Conduct Authority ⓘ
Barclays → regulator → Financial Conduct Authority ⓘ
Glencore → regulatoryJurisdiction → Financial Conduct Authority ⓘ
this entity surface form: UK financial authorities
Andrew Bailey → employer → Financial Conduct Authority ⓘ
Financial Services Act 2012 → createdBody → Financial Conduct Authority ⓘ
Prudential Regulation Committee → coordinatesWith → Financial Conduct Authority ⓘ
Yorkshire Bank → regulator → Financial Conduct Authority ⓘ
Santander UK → regulator → Financial Conduct Authority ⓘ
Lloyd’s of London → regulator → Financial Conduct Authority ⓘ
London Metal Exchange → regulator → Financial Conduct Authority ⓘ
Man Group → regulatorJurisdiction → Financial Conduct Authority ⓘ
this entity surface form: UK Financial Conduct Authority
Aviva → regulator → Financial Conduct Authority ⓘ
PSON → regulatedBy → Financial Conduct Authority ⓘ
Phones 4u → regulatoryBody → Financial Conduct Authority ⓘ
Barclaycard → regulatorJurisdiction → Financial Conduct Authority ⓘ
Henderson Global Investors → regulator → Financial Conduct Authority ⓘ
SFO → cooperatesWith → Financial Conduct Authority ⓘ
subject surface form: Serious Fraud Office
Wise → regulator → Financial Conduct Authority ⓘ
Financial Services Authority → hasSuccessor → Financial Conduct Authority ⓘ
Financial Services Authority → replacedBy → Financial Conduct Authority ⓘ
conduct of business sourcebook (COBS) → regulator → Financial Conduct Authority ⓘ
subject surface form: Conduct of Business Sourcebook
UK Listing Authority → parentOrganization → Financial Conduct Authority ⓘ
UK Listing Authority → operatedBy → Financial Conduct Authority ⓘ
UK Listing Rules → regulator → Financial Conduct Authority ⓘ
UK Listing Rules → issuedBy → Financial Conduct Authority ⓘ
UK Listing Rules → enforcedBy → Financial Conduct Authority ⓘ
Prospectus Regulation Rules → regulator → Financial Conduct Authority ⓘ
Prospectus Regulation Rules → enforcedBy → Financial Conduct Authority ⓘ
Prospectus Regulation Rules → publisher → Financial Conduct Authority ⓘ
Disclosure Guidance and Transparency Rules → regulator → Financial Conduct Authority ⓘ
Disclosure Guidance and Transparency Rules → enforcedBy → Financial Conduct Authority ⓘ
AIM → regulator → Financial Conduct Authority ⓘ