Financial Services Authority

E223459

The Financial Services Authority was the former UK regulator responsible for overseeing the financial services industry, including banks, insurers, and investment firms, until its functions were replaced in 2013.

All labels observed (2)

How this entity was disambiguated

Statements (37)

Predicate Object
instanceOf defunct organization
financial regulatory authority
country United Kingdom
dateDissolved 2013-04-01
dateFormed 2001-12-01
dissolutionYear 2013
formationYear 2001
hasSuccessor Financial Conduct Authority
Prudential Regulation Authority
headquartersCountry United Kingdom
headquartersLocation London, England
surface form: London
issued conduct of business rules
prudential rules
regulatory guidance
jurisdiction United Kingdom
legalBasis Financial Services and Markets Act 2000 (as amended)
surface form: Financial Services and Markets Act 2000
oversaw UK Listing Authority
surface form: UK Listing Authority functions
parentOrganization none (independent non-governmental body)
precededBy Securities and Investments Board
regulates banks
financial advisers
insurance companies
investment firms
mortgage intermediaries
retail financial services
securities markets
wholesale financial services
regulatoryApproach principles-based regulation
risk-based supervision
regulatoryModel single regulator model
replacedBy Financial Conduct Authority
Prudential Regulation Authority
responsibleFor consumer protection in financial services
financial system stability (in part)
market confidence
reduction of financial crime
supervisedBy HM Treasury

How these facts were elicited

Referenced by (7)

Full triples — surface form annotated when it differs from this entity's canonical label.

Financial Conduct Authority predecessor Financial Services Authority
HBOS regulatoryInvestigation Financial Services Authority
this entity surface form: UK Financial Services Authority
Financial Services Act 2012 abolishedBody Financial Services Authority
FCA predecessor Financial Services Authority
subject surface form: Financial Conduct Authority
Financial Services and Markets Act 2000 (as amended) createdRegulator Financial Services Authority
subject surface form: Financial Services and Markets Act 2000
Steve Barclay workedFor Financial Services Authority
British Bankers' Association collaboratedWith Financial Services Authority