Disambiguation evidence for ’33 Act via surface form

"'33 Act"


As subject (49)

Triples where this entity appears as subject under the label "'33 Act".

Predicate Object
administeredBy Securities and Exchange Commission
surface form: U.S. Securities and Exchange Commission
alsoKnownAs U.S. Securities Act of 1933
surface form: Truth in Securities Act
amendedBy Jumpstart Our Business Startups Act
amendedBy National Securities Markets Improvement Act of 1996
amendedBy Securities Act Amendments of 1964
amendedBy U.S. Securities Exchange Act of 1934
surface form: Securities Exchange Act of 1934
appliesTo dealers
appliesTo issuers of securities
appliesTo public offerings of securities
appliesTo underwriters
codifiedAt 15 U.S.C. §§ 77a–77aa
containsSection Section 11
containsSection Section 12(a)(1)
containsSection Section 12(a)(2)
containsSection Section 17(a)
containsSection Section 5
distinguishedFrom U.S. Securities Exchange Act of 1934
surface form: Securities Exchange Act of 1934
emphasizes disclosure over merit regulation
enactedBy United States Congress
established civil liability for material misstatements or omissions in prospectuses
established civil liability for material misstatements or omissions in registration statements
focusesOn initial public offerings
focusesOn primary market securities offerings
governs prospectus content and delivery in public offerings
governs registration statements for securities offerings
hasOfficialName U.S. Securities Act of 1933
surface form: Securities Act of 1933
hasShortName ’33 Act self-linksurface differs
surface form: 1933 Act
hasShortName ’33 Act self-linksurface differs
historicalContext enacted in response to the 1929 stock market crash
includesExemption intrastate offerings exemption
includesExemption limited offering exemptions
includesExemption private offerings exemption
instanceOf United States federal statute
instanceOf securities law
jurisdiction United States of America
surface form: United States
policyGoal deter securities fraud in primary offerings
policyGoal promote informed investment decisions
primaryPurpose protect investors through full and fair disclosure in securities offerings
primaryPurpose regulate the offer and sale of securities in interstate commerce
provides exemptions from registration for certain securities and transactions
requires delivery of a prospectus to investors
requires material information disclosure about the issuer and the securities offered
requires registration of public offerings of securities with the SEC
section11CreatesLiabilityFor material misstatements or omissions in registration statements
section12CreatesLiabilityFor unregistered offers and sales of securities
section17Prohibits fraud in the offer or sale of securities
section5Governs offers and sales of securities using interstate means
signedBy President Franklin D. Roosevelt
surface form: Franklin D. Roosevelt
yearEnacted 1933