trading members of Pakistan Stock Exchange
E939011
brokerage firm category
financial intermediary category
licensed market participant
securities dealer category
Trading members of Pakistan Stock Exchange are licensed brokerage firms and dealers authorized to execute trades and provide intermediary services in Pakistan’s primary securities marketplace.
Statements (48)
| Predicate | Object |
|---|---|
| instanceOf |
brokerage firm category
ⓘ
financial intermediary category ⓘ licensed market participant ⓘ securities dealer category ⓘ |
| associatedWith |
Central Depository Company of Pakistan
NERFINISHED
ⓘ
National Clearing Company of Pakistan Limited NERFINISHED ⓘ |
| authorizedBy | Pakistan Stock Exchange Limited NERFINISHED ⓘ |
| canBe |
corporate brokerage firm
ⓘ
individual broker (subject to PSX and SECP rules) ⓘ |
| clientType |
high-net-worth individuals
ⓘ
institutional investors ⓘ retail investors ⓘ |
| country | Pakistan ⓘ |
| handlesInstrumentType |
debt securities
ⓘ
equities ⓘ exchange-traded funds ⓘ listed derivatives ⓘ |
| mayOffer |
margin trading facilities
ⓘ
online trading platforms ⓘ |
| mustComplyWith |
Pakistan Stock Exchange rules and regulations
ⓘ
Securities laws of Pakistan ⓘ |
| obligation |
adhere to anti-money laundering regulations
ⓘ
adhere to know-your-customer regulations ⓘ maintain minimum capital requirements ⓘ maintain risk management systems ⓘ segregate client assets from proprietary assets ⓘ |
| operatesInJurisdiction | Pakistan NERFINISHED ⓘ |
| operatesOnMarket | Pakistan Stock Exchange GENERATED ⓘ |
| participatesIn | Pakistan’s primary securities marketplace ⓘ |
| primaryFunction |
act as intermediaries between investors and the securities market
ⓘ
execute trades on Pakistan Stock Exchange ⓘ provide brokerage services to investors ⓘ |
| providesService |
custody and safekeeping of client securities
ⓘ
investment advisory and research (subject to licensing) ⓘ order execution ⓘ trade clearing and settlement facilitation ⓘ |
| regulatedBy | Securities and Exchange Commission of Pakistan NERFINISHED ⓘ |
| requiresLicenseFrom |
Pakistan Stock Exchange
NERFINISHED
ⓘ
Securities and Exchange Commission of Pakistan NERFINISHED ⓘ |
| revenueSource |
brokerage commissions
ⓘ
margin financing charges ⓘ trading fees ⓘ |
| roleInMarketInfrastructure |
facilitate capital formation
GENERATED
ⓘ
provide liquidity to the market GENERATED ⓘ transmit price discovery information GENERATED ⓘ |
| sector | capital markets industry ⓘ |
| subjectTo |
disciplinary actions by Pakistan Stock Exchange
ⓘ
inspection and audit by regulators ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.