financial broker
C11984
concept
A financial broker is a professional intermediary who facilitates the buying and selling of financial assets—such as stocks, bonds, and other securities—on behalf of clients in exchange for a commission or fee.
All labels observed (12)
| Label | Occurrences |
|---|---|
| stockbroker | 32 |
| reinsurance brokerage firm | 6 |
| broker-dealer | 4 |
| investment dealer | 3 |
| stock brokerage | 2 |
| American stockbroker | 1 |
| bond dealer | 1 |
| brokerage firm category | 1 |
| commodity trading advisor | 1 |
| financial broker canonical | 1 |
| over-the-counter brokerage | 1 |
| stock broker | 1 |
Instances (52)
| Instance | Via concept surface |
|---|---|
| William Seton | stockbroker |
| Benjamin Seixas | stockbroker |
| Hugh Smith | stockbroker |
| David Reedy | stockbroker |
| Isaac Gomez | stockbroker |
| Gulian McEvers | stockbroker |
| Samuel March | stockbroker |
| James Fisk Jr. | stockbroker |
| Curtis Bean Dall | stockbroker |
| Ephraim Hart | stockbroker |
| Augustus Wright | stockbroker |
|
Ralph in Boiler Room
surface form:
Ralph (Boiler Room)
|
stockbroker |
| Andrew Barclay | stockbroker |
| Bernard Hart | stockbroker |
| Alexander Zuntz | stockbroker |
| Harvey Fisk | bond dealer |
| Jerry Rubin | stockbroker |
| Premchand Roychand | stockbroker |
| Guy Carpenter | reinsurance brokerage firm |
| Stratton Oakmont | over-the-counter brokerage |
| BMO Nesbitt Burns | investment dealer |
| John A. Hardenbrook | stockbroker |
|
Belfort
surface form:
Jordan Belfort
|
stockbroker |
| Henry Hornblower I | stockbroker |
| Gallagher Re | reinsurance brokerage firm |
| Robinhood Securities LLC | broker-dealer |
| John Castaing | — |
| ScotiaMcLeod | investment dealer |
| Jubilee Jim | stockbroker |
| Charles E. Merrill | stockbroker |
| Hugh Dudley Auchincloss Jr. | stockbroker |
| James Thomas Aloysius Lee | stockbroker |
| Gordon Gekko | stockbroker |
| Peter Schiff | stock broker |
| Ian Donald Cameron | stockbroker |
| Comerica Securities, Inc. | broker-dealer |
| Raymond James & Associates | broker-dealer |
| Raymond James Ltd. | investment dealer |
| Willis Re | reinsurance brokerage firm |
| Robinhood Markets | stock brokerage |
| Inland Securities Corporation | broker-dealer |
| Dean G. Witter | stockbroker |
| Haridas Mundhra | stockbroker |
| Manuel Vicens i Montaner | stockbroker |
|
Cotton King
surface form:
Premchand Roychand
|
stockbroker |
|
Bullion King
surface form:
Premchand Roychand
|
stockbroker |
| JLT Re (integrated business) | reinsurance brokerage firm |
| GC | reinsurance brokerage firm |
| trading members of Pakistan Stock Exchange | brokerage firm category |
| John W. Henry & Company | commodity trading advisor |