DTR 8

E790464

DTR 8 is a section of the UK Financial Conduct Authority’s Disclosure Guidance and Transparency Rules that sets out requirements for major shareholding notifications and related transparency obligations for issuers and investors.

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Statements (34)

Predicate Object
instanceOf UK financial regulation provision
section of regulatory rules
aimsTo prevent hidden ownership of significant stakes in issuers
support efficient price formation in financial markets
appliesInContext UK listed companies subject to DTRs
appliesTo investors
issuers of transferable securities admitted to trading on a regulated market
persons acquiring or disposing of major shareholdings
shareholders
basedOn UK implementation of EU Transparency Directive (historically)
concerns financial instruments with similar economic effect to holding shares
voting rights attached to shares
containedIn FCA Handbook NERFINISHED
country United Kingdom
enforcedBy Financial Conduct Authority NERFINISHED
governsRelationshipBetween issuers and significant shareholders
isCitedAs DTR 8
issuedBy Financial Conduct Authority NERFINISHED
jurisdiction United Kingdom
language English
legalStatus binding regulatory requirement
objective enhance market transparency
ensure investors receive information about significant shareholdings
partOf Disclosure Guidance and Transparency Rules NERFINISHED
regulates form and content of major shareholding notifications
notification thresholds for major shareholdings
timing of major shareholding notifications
regulatoryArea capital markets
securities regulation
transparency requirements
requires disclosure of major holdings of voting rights
timely notification of changes in major shareholdings
subjectMatter major shareholding notifications
notification of major interests in shares

Referenced by (1)

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