German Federal Financial Supervisory Authority (BaFin)

E70489

financial regulatory authority government agency independent federal institution integrated financial supervisor

The German Federal Financial Supervisory Authority (BaFin) is Germany’s integrated financial regulator responsible for overseeing banks, insurance companies, and financial markets to ensure stability, integrity, and consumer protection.

Aliases (3)

Statements (82)

Predicate	Object
instanceOf	financial regulatory authority → government agency → independent federal institution → integrated financial supervisor →
abbreviation	BaFin →
alsoKnownAs	BaFin →
cooperatesWith	Deutsche Bundesbank → European Banking Authority → European Central Bank → European Insurance and Occupational Pensions Authority → European Securities and Markets Authority →
country	Germany →
dateFounded	2002 →
formedByMergerOf	Federal Banking Supervisory Office → Federal Insurance Supervisory Office → Federal Securities Supervisory Office →
goal	ensure fair and transparent financial markets → maintain confidence in the German financial system → protect policyholders and investors in Germany →
headquartersLocation	Bonn → Frankfurt am Main →
implements	European Union banking regulations → European Union financial market directives → European Union insurance regulations → European Union securities regulations →
jurisdiction	Federal Republic of Germany →
languageOfWork	German →
legalForm	federal institution under public law →
mandate	ensure integrity of financial markets → ensure proper functioning of financial markets → ensure stability of the financial system → prevent money laundering and terrorist financing → protect consumers in financial services →
memberOf	Basel Committee-related supervisory networks → European System of Financial Supervision → International Association of Insurance Supervisors → International Organization of Securities Commissions →
nativeName	Bundesanstalt für Finanzdienstleistungsaufsicht →
parentOrganization	Federal Ministry of Finance of Germany →
power	ban certain financial products or practices → conduct on-site inspections → grant licenses to financial institutions → impose administrative fines → issue regulations and administrative acts → order remedial measures → revoke licenses of financial institutions →
regulatesUnder	German Banking Act → German Insurance Supervision Act → German Investment Code → German Payment Services Supervision Act → German Securities Trading Act →
replaced	Federal Banking Supervisory Office → Federal Insurance Supervisory Office → Federal Securities Supervisory Office →
responsibleFor	enforcement of securities trading laws in Germany → insider trading surveillance in Germany → market abuse supervision in Germany → monitoring ad-hoc disclosures of listed companies → supervision of financial reporting enforcement →
sectorRegulated	asset management → banking → credit institutions → financial markets → financial services → insurance → investment firms → payment services → securities markets → stock exchanges →
shortName	BaFin →
supervises	asset management companies in Germany → banks operating in Germany → financial services institutions in Germany → insurance undertakings in Germany → investment firms in Germany → payment institutions in Germany → prospectuses for securities offerings in Germany → stock exchanges in Germany → trading on multilateral trading facilities in Germany → trading on regulated markets in Germany →
supervisionModel	integrated supervision of all financial sectors →
website	https://www.bafin.de →

Referenced by (6)

Subject (surface form when different)	Predicate
German Federal Financial Supervisory Authority ("BaFin") →	abbreviation
German Federal Financial Supervisory Authority ("BaFin") →	alsoKnownAs
Deutsche Bundesbank →	cooperatesWith
German Federal Financial Supervisory Authority ("Bundesanstalt für Finanzdienstleistungsaufsicht") →	nativeName
Frankfurt Stock Exchange ("BaFin") →	regulator
German Federal Financial Supervisory Authority ("BaFin") →	shortName