Title 17 of the Code of Federal Regulations

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Title 17 of the Code of Federal Regulations is the portion of the U.S. federal regulations that governs securities and commodity futures, including rules administered by the Securities and Exchange Commission and the Commodity Futures Trading Commission.

Aliases (1)

Statements (49)
Predicate Object
instanceOf United States federal regulation
title of the Code of Federal Regulations
administeredBy Commodity Futures Trading Commission
Securities and Exchange Commission
codifies rules adopted by the Commodity Futures Trading Commission
rules adopted by the Securities and Exchange Commission
country United States
governs commodity futures
commodity futures markets
securities
securities markets
legalBasisFor CFTC rules
SEC rules
partOf Code of Federal Regulations
subject anti-fraud provisions implementation
asset-backed securities regulation
broker-dealer regulation
capital requirements for regulated firms
clearing agencies regulation
commodity pool operators regulation
commodity trading advisors regulation
credit rating agencies regulation
customer protection rules
derivatives clearing organizations regulation
derivatives regulation
designated contract markets regulation
federal securities laws implementation
futures commission merchants regulation
futures contracts regulation
insider trading rules and definitions
investment adviser regulation
investment company regulation
margin requirements
market manipulation rules and definitions
municipal securities regulation
periodic reporting by public companies
proxy solicitations
recordkeeping requirements for regulated entities
reporting requirements for regulated entities
securities exchanges regulation
securities offering disclosure requirements
securities registration exemptions
self-regulatory organizations regulation
short sale regulation
swap execution facilities regulation
swap markets regulation
tender offers
whistleblower rules
updatedBy Federal Register

Referenced by (2)
Subject (surface form when different) Predicate
Regulation S
codifiedIn
Code of Federal Regulations ("Title 17")
hasPart

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