Form 13D
E453745
Form 13D is a disclosure document filed with the U.S. Securities and Exchange Commission by investors who acquire a significant ownership stake in a public company, detailing their holdings and intentions.
Statements (46)
| Predicate | Object |
|---|---|
| instanceOf |
SEC disclosure form
ⓘ
beneficial ownership report ⓘ |
| appliesTo |
beneficial owners including individuals, entities, and groups acting together
ⓘ
equity securities of public companies registered under the Securities Exchange Act of 1934 ⓘ |
| category | U.S. securities regulation form ⓘ |
| characteristic |
intended for investors who may seek to influence or control the issuer
ⓘ
more detailed and comprehensive than Schedule 13G ⓘ |
| consequenceOfNonCompliance |
potential SEC enforcement actions
ⓘ
potential civil liability ⓘ |
| contains |
amount and percentage of securities beneficially owned
ⓘ
contracts, arrangements, or understandings with respect to the securities ⓘ exhibits such as agreements or letters related to the acquisition ⓘ identity and background of the beneficial owner ⓘ information about any transactions in the securities during the past 60 days ⓘ plans or proposals regarding the issuer ⓘ purpose of the transaction ⓘ source and amount of funds used for the acquisition ⓘ |
| contrastedWith | Schedule 13G ⓘ |
| discloses |
beneficial ownership of a public company’s securities
ⓘ
intentions that may include control or influence over the issuer ⓘ |
| filedBy |
beneficial owners of certain equity securities
ⓘ
investors acquiring significant ownership stakes in public companies ⓘ |
| filedThrough | SEC’s EDGAR system NERFINISHED ⓘ |
| filingDeadline | within 10 days after crossing the 5 percent ownership threshold ⓘ |
| format | standardized SEC form with specified items and instructions ⓘ |
| groupConcept | may be required when two or more persons act as a group for the purpose of acquiring, holding, or disposing of securities ⓘ |
| jurisdiction |
United States of America
ⓘ
surface form:
United States
|
| language | English ⓘ |
| legalBasis |
Rule 13d-1 under the Securities Exchange Act of 1934
NERFINISHED
ⓘ
Section 13(d) of the Securities Exchange Act of 1934 ⓘ |
| publicAvailability | publicly accessible once filed with the SEC ⓘ |
| purpose |
to disclose significant beneficial ownership of a public company’s equity securities
ⓘ
to inform the market of an investor’s intentions regarding a public company ⓘ |
| regulator | U.S. Securities and Exchange Commission NERFINISHED ⓘ |
| relatedTo | Schedule 13G ⓘ |
| relevance |
corporate governance
ⓘ
market transparency ⓘ mergers and acquisitions ⓘ |
| thresholdPercentage | more than 5 percent beneficial ownership ⓘ |
| triggerCondition | acquisition of more than 5 percent of a class of a public company’s registered equity securities ⓘ |
| updateRequirement |
amendments required for significant changes in ownership percentage
ⓘ
amendments required for significant changes in plans or proposals regarding the issuer ⓘ must be amended promptly upon material changes in the facts set forth ⓘ |
| usedBy |
activist investors
ⓘ
hedge funds ⓘ strategic acquirers ⓘ |
Referenced by (1)
Full triples — surface form annotated when it differs from this entity's canonical label.