Triple
T9288643
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Conduct of Business Sourcebook |
E223460
|
entity |
| Predicate | appliesTo |
P1129
|
FINISHED |
| Object | MiFID investment firms |
E515964
|
NE FINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: MiFID investment firms | Statement: [Conduct of Business Sourcebook, appliesTo, MiFID investment firms]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: MiFID investment firms Context triple: [Conduct of Business Sourcebook, appliesTo, MiFID investment firms]
-
A.
Markets in Financial Instruments Directive II
Markets in Financial Instruments Directive II (MiFID II) is a comprehensive European Union regulatory framework that strengthens investor protection and transparency in financial markets by governing how investment services are provided and traded across the EU.
-
B.
Markets in Financial Instruments Regulation
chosen
Markets in Financial Instruments Regulation is a key European Union legislative framework that strengthens investor protection and transparency in financial markets by setting detailed rules for trading venues, investment firms, and market infrastructure.
-
C.
Institutional Securities
Institutional Securities is Morgan Stanley’s core business division that provides investment banking, capital markets, and institutional trading and advisory services to corporations, governments, and financial institutions.
-
D.
European Market Infrastructure Regulation
The European Market Infrastructure Regulation is an EU legislative framework that increases transparency and reduces systemic risk in over-the-counter derivatives and other financial markets through central clearing, reporting, and risk mitigation requirements.
-
E.
Division of Investment Management of the SEC
The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (3 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69ca8422ddf881908a3f8f876c9f53aa |
completed | March 30, 2026, 2:09 p.m. |
| NER | Named-entity recognition | batch_69cd0862b34c819097cb7c1777313925 |
completed | April 1, 2026, 11:58 a.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69d0b22ff5d881909ed5ac15ad8cbbb6 |
completed | April 4, 2026, 6:39 a.m. |
Created at: March 30, 2026, 7:35 p.m.