Triple

T6409100
Position Surface form Disambiguated ID Type / Status
Subject Section 10(b) of the Securities Exchange Act of 1934 E127660 entity
Predicate implementedBy P172 FINISHED
Object SEC Rule 10b-5 E24308 NE FINISHED

How this triple was built (2 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: SEC Rule 10b-5 | Statement: [Section 10(b) of the Securities Exchange Act of 1934, implementedBy, SEC Rule 10b-5]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07 
Target entity: SEC Rule 10b-5
Context triple: [Section 10(b) of the Securities Exchange Act of 1934, implementedBy, SEC Rule 10b-5]
  • A. Rule 10b-5 chosen
    Rule 10b-5 is a core SEC anti-fraud regulation that prohibits deceptive practices in connection with the purchase or sale of securities.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. SEC Rule 15b1-1
    SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
  • D. Section 15 of the Securities Exchange Act of 1934
    Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
  • E. Regulation U
    Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
  • F. None of above.
  • G. Unsure - the case is ambiguous/there is not enough information to decide.

Provenance (3 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69c0083723d88190b1e37b19df162c08 completed March 22, 2026, 3:18 p.m.
NER Named-entity recognition batch_69c068cdf25881908d42a5d979637ad6 completed March 22, 2026, 10:10 p.m.
NED1 Entity disambiguation (via context triple) batch_69c638b38c888190aa2433173db64c90 completed March 27, 2026, 7:58 a.m.
Created at: March 22, 2026, 4:41 p.m.