Triple

T486082
Position Surface form Disambiguated ID Type / Status
Subject Investment Advisers Act of 1940 E9879 entity
Predicate establishes P986 FINISHED
Object Form ADV as primary registration document for advisers E9879 NE FINISHED

How this triple was built (2 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Form ADV as primary registration document for advisers | Statement: [Investment Advisers Act of 1940, establishes, Form ADV as primary registration document for advisers]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07 
Target entity: Form ADV as primary registration document for advisers
Context triple: [Investment Advisers Act of 1940, establishes, Form ADV as primary registration document for advisers]
  • A. Office of the Registrar of Consultant Lobbyists
    The Office of the Registrar of Consultant Lobbyists is a UK regulatory body responsible for maintaining a statutory register of consultant lobbyists and ensuring transparency in lobbying activities directed at government.
  • B. Investment Advisers Act of 1940 chosen
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • C. BSA E-Filing System
    The BSA E-Filing System is an online platform used by financial institutions and other obligated entities in the United States to electronically submit Bank Secrecy Act reports and related regulatory filings.
  • D. Regulation D
    Regulation D is a Federal Reserve Board rule that governs reserve requirements for depository institutions and defines certain types of bank accounts and transaction limits in the U.S. banking system.
  • E. Regulation D
    Regulation D is a set of SEC rules that provides exemptions from the registration requirements for certain private offerings of securities in the United States.
  • F. None of above.
  • G. Unsure - the case is ambiguous/there is not enough information to decide.

Provenance (3 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69a2e802e2908190ab17c9479e0b6412 completed Feb. 28, 2026, 1:05 p.m.
NER Named-entity recognition batch_69a2f0bc6f548190b13dee42cb100423 completed Feb. 28, 2026, 1:42 p.m.
NED1 Entity disambiguation (via context triple) batch_69a4712156a88190b18c971309477da7 completed March 1, 2026, 5:02 p.m.
Created at: Feb. 28, 2026, 1:12 p.m.