Triple

T4575633
Position Surface form Disambiguated ID Type / Status
Subject SEC filings E123134 entity
Predicate includesFormType P12776 FINISHED
Object Form ADV
Form ADV is a mandatory disclosure document that investment advisers file with the U.S. Securities and Exchange Commission to provide detailed information about their business, services, fees, conflicts of interest, and disciplinary history.
E453751 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Form ADV | Statement: [SEC filings, includesFormType, Form ADV]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Form ADV
Context triple: [SEC filings, includesFormType, Form ADV]
  • A. Form
    Form is Symfony’s form component, providing a structured, extensible system for building, processing, and validating web forms in PHP applications.
  • B. Form BD
    Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
  • C. Form D
    Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
  • D. Form R
    Form R is a detailed environmental reporting form used by U.S. facilities to annually disclose releases and waste management of listed toxic chemicals under the Toxics Release Inventory program.
  • E. Form U4
    Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Form ADV
Triple: [SEC filings, includesFormType, Form ADV]
Generated description
Form ADV is a mandatory disclosure document that investment advisers file with the U.S. Securities and Exchange Commission to provide detailed information about their business, services, fees, conflicts of interest, and disciplinary history.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Form ADV
Target entity description: Form ADV is a mandatory disclosure document that investment advisers file with the U.S. Securities and Exchange Commission to provide detailed information about their business, services, fees, conflicts of interest, and disciplinary history.
  • A. Form
    Form is Symfony’s form component, providing a structured, extensible system for building, processing, and validating web forms in PHP applications.
  • B. Form BD
    Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
  • C. Form D
    Form D is a notice filing with the U.S. Securities and Exchange Commission that companies use to report certain exempt securities offerings, typically under Regulation D.
  • D. Form R
    Form R is a detailed environmental reporting form used by U.S. facilities to annually disclose releases and waste management of listed toxic chemicals under the Toxics Release Inventory program.
  • E. Form U4
    Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69bd46466c7081909d07f36be2d08804 completed March 20, 2026, 1:06 p.m.
NER Named-entity recognition batch_69bd62334e4081908ad7ad18d759663d completed March 20, 2026, 3:05 p.m.
NED1 Entity disambiguation (via context triple) batch_69bdd3e656a08190bb48d2ecae1eb798 completed March 20, 2026, 11:10 p.m.
NEDg Description generation batch_69bdd71b55d8819085340c8abb9c369e completed March 20, 2026, 11:24 p.m.
NED2 Entity disambiguation (via description) batch_69bdd78c9a008190b774db2742a3b371 completed March 20, 2026, 11:26 p.m.
Created at: March 20, 2026, 1:10 p.m.