Triple
T34712942
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Regulation Best Interest |
E1000695
|
entity |
| Predicate | instanceOf |
P0
|
FINISHED |
| Object | broker-dealer conduct standard |
C3719
|
CONCEPT FINISHED |
How this triple was built (1 step)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
CD
Concept disambiguation
gpt-5-mini-2025-08-07
Target class: broker-dealer conduct standard Context triple: [Regulation Best Interest, instanceOf, broker-dealer conduct standard]
-
A.
professional conduct rules
chosen
Professional conduct rules are formal guidelines and standards that govern the ethical and responsible behavior of individuals within a specific profession.
-
B.
broker
A broker is an intermediary entity that facilitates transactions or negotiations between parties, typically in exchange for a fee or commission.
-
C.
securities distributor
A securities distributor is an entity or individual that buys securities from issuers or major holders and sells or allocates them to investors, often as part of underwriting, placement, or secondary market distribution activities.
-
D.
securities commission
A securities commission is a government or regulatory authority responsible for overseeing and enforcing laws governing securities markets to protect investors and ensure fair, transparent, and efficient trading.
-
E.
U.S. Securities and Exchange Commission procedure
U.S. Securities and Exchange Commission procedure refers to the formal processes, rules, and steps the SEC follows to regulate securities markets, enforce federal securities laws, review filings, and conduct investigations and administrative actions.
- F. None of above.
Provenance (1 batch)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69f76dad3f108190a280fd0a2f4ee89a |
completed | May 3, 2026, 3:45 p.m. |
Created at: May 3, 2026, 3:59 p.m.