Triple

T2798275
Position Surface form Disambiguated ID Type / Status
Subject Regulation Crowdfunding E53089 entity
Predicate legalBasis P125 FINISHED
Object Section 4(a)(6) of the Securities Act of 1933
Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
E298384 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 4(a)(6) of the Securities Act of 1933 | Statement: [Regulation Crowdfunding, legalBasis, Section 4(a)(6) of the Securities Act of 1933]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Section 4(a)(6) of the Securities Act of 1933
Context triple: [Regulation Crowdfunding, legalBasis, Section 4(a)(6) of the Securities Act of 1933]
  • A. Section 4(a)(2) of the Securities Act of 1933
    Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • D. Securities Act Amendments of 1964
    The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
  • E. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Section 4(a)(6) of the Securities Act of 1933
Triple: [Regulation Crowdfunding, legalBasis, Section 4(a)(6) of the Securities Act of 1933]
Generated description
Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Section 4(a)(6) of the Securities Act of 1933
Target entity description: Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
  • A. Section 4(a)(2) of the Securities Act of 1933
    Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • D. Securities Act Amendments of 1964
    The Securities Act Amendments of 1964 were U.S. federal legislative changes that expanded and strengthened federal securities regulation, particularly by extending disclosure and reporting requirements for publicly traded companies.
  • E. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69ab495a90788190941b6917e1eca3a6 completed March 6, 2026, 9:38 p.m.
NER Named-entity recognition batch_69abddf204148190a53f3f30d645d94c completed March 7, 2026, 8:12 a.m.
NED1 Entity disambiguation (via context triple) batch_69afc66798148190bd7b163043167409 completed March 10, 2026, 7:21 a.m.
NEDg Description generation batch_69afc6e808708190a6fecd30f47d7e5a completed March 10, 2026, 7:23 a.m.
NED2 Entity disambiguation (via description) batch_69afc766c2508190af1d598eb18d38f7 completed March 10, 2026, 7:25 a.m.
Created at: March 6, 2026, 9:58 p.m.