Triple

T2504791
Position Surface form Disambiguated ID Type / Status
Subject Rule 144A E52552 entity
Predicate legalBasis P125 FINISHED
Object Section 4(a)(2) of the Securities Act of 1933
Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
E271831 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 4(a)(2) of the Securities Act of 1933 | Statement: [Rule 144A, legalBasis, Section 4(a)(2) of the Securities Act of 1933]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Section 4(a)(2) of the Securities Act of 1933
Context triple: [Rule 144A, legalBasis, Section 4(a)(2) of the Securities Act of 1933]
  • A. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • B. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • C. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • D. Rule 144A
    Rule 144A is a U.S. Securities and Exchange Commission safe harbor rule that facilitates the private resale of restricted and control securities to qualified institutional buyers, enhancing liquidity in the private capital markets.
  • E. Regulation A
    Regulation A is a U.S. securities offering exemption that allows smaller companies to raise limited amounts of capital from the public with simplified registration and reporting requirements compared to a full SEC-registered offering.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Section 4(a)(2) of the Securities Act of 1933
Triple: [Rule 144A, legalBasis, Section 4(a)(2) of the Securities Act of 1933]
Generated description
Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Section 4(a)(2) of the Securities Act of 1933
Target entity description: Section 4(a)(2) of the Securities Act of 1933 is the statutory exemption that permits issuers to offer and sell securities in private placements without registering them with the SEC, provided the transactions do not involve a public offering.
  • A. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • B. U.S. Securities Act of 1933
    The U.S. Securities Act of 1933 is a landmark federal law that established strict disclosure requirements for securities offerings to protect investors and restore confidence in financial markets after widespread abuses revealed by the stock market crash and ensuing economic crisis.
  • C. U.S. Securities Exchange Act of 1934
    The U.S. Securities Exchange Act of 1934 is a landmark federal law that created the Securities and Exchange Commission (SEC) and established comprehensive regulation of secondary trading of securities in the United States to restore investor confidence and prevent market abuses.
  • D. Rule 144A
    Rule 144A is a U.S. Securities and Exchange Commission safe harbor rule that facilitates the private resale of restricted and control securities to qualified institutional buyers, enhancing liquidity in the private capital markets.
  • E. Regulation A
    Regulation A is a U.S. securities offering exemption that allows smaller companies to raise limited amounts of capital from the public with simplified registration and reporting requirements compared to a full SEC-registered offering.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69ab4957b3a88190adf968ae0c1b931c completed March 6, 2026, 9:38 p.m.
NER Named-entity recognition batch_69abd1cec9f48190848b6129aa394ce4 completed March 7, 2026, 7:20 a.m.
NED1 Entity disambiguation (via context triple) batch_69af1fa57aa4819096578a5538973ec4 completed March 9, 2026, 7:29 p.m.
NEDg Description generation batch_69af203f7ca08190ba781891bd879192 completed March 9, 2026, 7:32 p.m.
NED2 Entity disambiguation (via description) batch_69af20cd13a88190a35bc1b74ad088ef completed March 9, 2026, 7:34 p.m.
Created at: March 6, 2026, 9:46 p.m.