Triple
T20803842
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Uniform Application for Securities Industry Registration or Transfer |
E512105
|
entity |
| Predicate | maintainedBy |
P86
|
FINISHED |
| Object | FINRA Registration and Disclosure Department |
—
|
NE NERFINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: FINRA Registration and Disclosure Department | Statement: [Uniform Application for Securities Industry Registration or Transfer, maintainedBy, FINRA Registration and Disclosure Department]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: FINRA Registration and Disclosure Department Context triple: [Uniform Application for Securities Industry Registration or Transfer, maintainedBy, FINRA Registration and Disclosure Department]
-
A.
FINRA Technology Department
The FINRA Technology Department is the internal technology organization of the Financial Industry Regulatory Authority responsible for developing, operating, and supporting its regulatory and compliance systems and infrastructure.
-
B.
FINRA
chosen
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
-
C.
Division of Trading and Markets of the SEC
The Division of Trading and Markets of the SEC is the unit responsible for overseeing and regulating U.S. securities markets, broker-dealers, and key market infrastructure to ensure fair, orderly, and efficient trading.
-
D.
Division of Enforcement of the SEC
The Division of Enforcement of the SEC is the U.S. Securities and Exchange Commission’s primary investigative and prosecutorial arm responsible for pursuing violations of federal securities laws and protecting investors.
-
E.
Division of Examinations of the SEC
The Division of Examinations of the SEC is the unit within the U.S. Securities and Exchange Commission responsible for conducting inspections and oversight of regulated entities to promote compliance with federal securities laws.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69e0b4cc69f481908e98751e697b9df4 |
completed | April 16, 2026, 10:07 a.m. |
| NER | Named-entity recognition | batch_69e6c2b2d5688190aaa58a2594d4787c |
completed | April 21, 2026, 12:20 a.m. |
Created at: April 16, 2026, 12:39 p.m.