Triple
T20803829
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Uniform Application for Securities Industry Registration or Transfer |
E512105
|
entity |
| Predicate | relatedTo |
P37
|
FINISHED |
| Object | Form U6 |
—
|
NE NERFINISHED |
How this triple was built (3 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Form U6 | Statement: [Uniform Application for Securities Industry Registration or Transfer, relatedTo, Form U6]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Form U6 Context triple: [Uniform Application for Securities Industry Registration or Transfer, relatedTo, Form U6]
-
A.
Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
B.
Form U5
Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
-
C.
Form VII
Form VII is an advanced and aggressive lightsaber combat style in Star Wars, known for its unpredictable, ferocious attacks and association with Jedi Master Mace Windu.
-
D.
Form 5
Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
-
E.
Form BD
Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Form U6 Target entity description: Form U6 is a regulatory filing used by securities industry regulators to report disciplinary and enforcement actions against firms and individuals in the securities industry.
-
A.
Form U4
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
B.
Form U5
Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
-
C.
Form VII
Form VII is an advanced and aggressive lightsaber combat style in Star Wars, known for its unpredictable, ferocious attacks and association with Jedi Master Mace Windu.
-
D.
Form 5
Form 5 is an annual SEC filing used by company insiders to report certain transactions in the company’s securities that were not previously reported on Forms 3 or 4.
-
E.
Form BD
Form BD is the uniform application form that broker-dealers use to register with and provide key disclosure information to the U.S. Securities and Exchange Commission and self-regulatory organizations.
- F. None of above. chosen
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69e0b4cc69f481908e98751e697b9df4 |
completed | April 16, 2026, 10:07 a.m. |
| NER | Named-entity recognition | batch_69e6c2b2d5688190aaa58a2594d4787c |
completed | April 21, 2026, 12:20 a.m. |
Created at: April 16, 2026, 12:39 p.m.