Triple
T20803810
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Uniform Application for Securities Industry Registration or Transfer |
E512105
|
entity |
| Predicate | filedThrough |
P9388
|
FINISHED |
| Object | FINRA Central Registration Depository |
—
|
NE NERFINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: FINRA Central Registration Depository | Statement: [Uniform Application for Securities Industry Registration or Transfer, filedThrough, FINRA Central Registration Depository]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: FINRA Central Registration Depository Context triple: [Uniform Application for Securities Industry Registration or Transfer, filedThrough, FINRA Central Registration Depository]
-
A.
FINRA
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
-
B.
Investment Adviser Registration Depository
The Investment Adviser Registration Depository (IARD) is an electronic filing system operated by FINRA that facilitates the registration, filing, and public disclosure of information about investment advisers in the United States.
-
C.
FINRA CRD
chosen
FINRA CRD is a centralized online database maintained by the Financial Industry Regulatory Authority that stores registration and licensing information for broker-dealers and their associated individuals in the U.S.
-
D.
National Securities Clearing Corporation
The National Securities Clearing Corporation is a major U.S. central counterparty and clearing agency that facilitates the post-trade processing, netting, and settlement of equity and other securities transactions.
-
E.
Depository Trust & Clearing Corporation
Depository Trust & Clearing Corporation is a U.S.-based financial services company that provides clearing, settlement, and information services for securities transactions in global financial markets.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69e0b4cc69f481908e98751e697b9df4 |
completed | April 16, 2026, 10:07 a.m. |
| NER | Named-entity recognition | batch_69e6c2b2d5688190aaa58a2594d4787c |
completed | April 21, 2026, 12:20 a.m. |
Created at: April 16, 2026, 12:39 p.m.