Triple
T20803802
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Uniform Application for Securities Industry Registration or Transfer |
E512105
|
entity |
| Predicate | administeredBy |
P86
|
FINISHED |
| Object | FINRA |
—
|
NE NERFINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: FINRA | Statement: [Uniform Application for Securities Industry Registration or Transfer, administeredBy, FINRA]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: FINRA Context triple: [Uniform Application for Securities Industry Registration or Transfer, administeredBy, FINRA]
-
A.
FINRA
chosen
FINRA is a U.S. self-regulatory organization that oversees brokerage firms and exchange markets to protect investors and maintain market integrity.
-
B.
FINRA Arbitration Forum
The FINRA Arbitration Forum is a dispute resolution venue where investors and financial firms resolve securities-related conflicts through arbitration and mediation overseen by the Financial Industry Regulatory Authority.
-
C.
National Association of Securities Dealers
The National Association of Securities Dealers (NASD) was a self-regulatory organization that oversaw U.S. broker-dealers and securities markets before its regulatory functions were consolidated into the Financial Industry Regulatory Authority (FINRA).
-
D.
FINRA Technology Department
The FINRA Technology Department is the internal technology organization of the Financial Industry Regulatory Authority responsible for developing, operating, and supporting its regulatory and compliance systems and infrastructure.
-
E.
FINRA Code of Arbitration Procedure
The FINRA Code of Arbitration Procedure is a set of rules established by the Financial Industry Regulatory Authority that governs how disputes between investors, brokers, and brokerage firms are resolved through arbitration.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69e0b4cc69f481908e98751e697b9df4 |
completed | April 16, 2026, 10:07 a.m. |
| NER | Named-entity recognition | batch_69e6c2b2d5688190aaa58a2594d4787c |
completed | April 21, 2026, 12:20 a.m. |
Created at: April 16, 2026, 12:39 p.m.