Triple
T20803798
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Uniform Application for Securities Industry Registration or Transfer |
E512105
|
entity |
| Predicate | abbreviation |
P43
|
FINISHED |
| Object | Form U4 |
—
|
NE NERFINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Form U4 | Statement: [Uniform Application for Securities Industry Registration or Transfer, abbreviation, Form U4]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Form U4 Context triple: [Uniform Application for Securities Industry Registration or Transfer, abbreviation, Form U4]
-
A.
Form U4
chosen
Form U4 is the uniform registration form used by broker-dealer and investment adviser representatives in the United States to apply for and update their licensing and disclosure information with regulators.
-
B.
Form N-4
Form N-4 is a registration statement filed with the U.S. Securities and Exchange Commission by insurance companies to register separate accounts offering variable annuity contracts.
-
C.
Form S-4
Form S-4 is a registration statement filed with the U.S. Securities and Exchange Commission for securities issued in connection with mergers, acquisitions, exchange offers, and certain reorganizations.
-
D.
Form F-3
Form F-3 is a U.S. Securities and Exchange Commission registration statement used by certain foreign private issuers to offer securities in a streamlined, shelf-registration format similar to Form S-3 for domestic issuers.
-
E.
Form U5
Form U5 is a regulatory document used by broker-dealers to terminate or update the registration of associated persons in the securities industry.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69e0b4cc69f481908e98751e697b9df4 |
completed | April 16, 2026, 10:07 a.m. |
| NER | Named-entity recognition | batch_69e6c2b2d5688190aaa58a2594d4787c |
completed | April 21, 2026, 12:20 a.m. |
Created at: April 16, 2026, 12:39 p.m.