Triple
T18565390
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Form N-1A |
E453748
|
entity |
| Predicate | abbreviationFor |
P43
|
FINISHED |
| Object | Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies |
—
|
NE NERFINISHED |
How this triple was built (3 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies | Statement: [Form N-1A, abbreviationFor, Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies Context triple: [Form N-1A, abbreviationFor, Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies]
-
A.
Investment Company Act of 1940
The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of investment companies, such as mutual funds, to protect investors through disclosure, governance, and operational requirements.
-
B.
Prospectus Regulation Rules
Prospectus Regulation Rules are a set of UK financial regulations that govern the preparation, approval, and publication of prospectuses for securities offered to the public or admitted to trading on regulated markets.
-
C.
Ley de Sociedades de Inversión
La Ley de Sociedades de Inversión es la normativa mexicana que regula la constitución, operación y supervisión de las sociedades de inversión y los fondos de inversión en el mercado de valores.
-
D.
Division of Investment Management of the SEC
The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
-
E.
Executive Committee of the Investment Company Institute
The Executive Committee of the Investment Company Institute is a senior governing body that helps set policy and strategic direction for the leading U.S. trade association representing regulated investment funds such as mutual funds and ETFs.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies Target entity description: Registration Statement Under the Investment Company Act of 1940 and Securities Act of 1933 for Open-End Management Investment Companies is the comprehensive SEC disclosure and registration document used by mutual funds and other open-end investment companies to register their shares and provide key information to investors.
-
A.
Investment Company Act of 1940
The Investment Company Act of 1940 is a U.S. federal law that regulates the organization and activities of investment companies, such as mutual funds, to protect investors through disclosure, governance, and operational requirements.
-
B.
Prospectus Regulation Rules
Prospectus Regulation Rules are a set of UK financial regulations that govern the preparation, approval, and publication of prospectuses for securities offered to the public or admitted to trading on regulated markets.
-
C.
Ley de Sociedades de Inversión
La Ley de Sociedades de Inversión es la normativa mexicana que regula la constitución, operación y supervisión de las sociedades de inversión y los fondos de inversión en el mercado de valores.
-
D.
Division of Investment Management of the SEC
The Division of Investment Management of the SEC is the U.S. Securities and Exchange Commission unit responsible for regulating and overseeing investment companies, investment advisers, and related financial products to protect investors and promote fair, efficient markets.
-
E.
Executive Committee of the Investment Company Institute
The Executive Committee of the Investment Company Institute is a senior governing body that helps set policy and strategic direction for the leading U.S. trade association representing regulated investment funds such as mutual funds and ETFs.
- F. None of above. chosen
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d8d38974308190a9174430ef256b73 |
completed | April 10, 2026, 10:40 a.m. |
| NER | Named-entity recognition | batch_69e53afe3ee081909eeee62c889948f4 |
completed | April 19, 2026, 8:28 p.m. |
Created at: April 10, 2026, 11:42 a.m.