Triple
T17923575
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Sub-Penny Rule |
E448133
|
entity |
| Predicate | relatedTo |
P37
|
FINISHED |
| Object | Regulation NMS Order Protection Rule |
—
|
NE NERFINISHED |
How this triple was built (2 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Regulation NMS Order Protection Rule | Statement: [Sub-Penny Rule, relatedTo, Regulation NMS Order Protection Rule]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Regulation NMS Order Protection Rule Context triple: [Sub-Penny Rule, relatedTo, Regulation NMS Order Protection Rule]
-
A.
Regulation NMS
chosen
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
-
B.
Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
-
C.
National Securities Markets Improvement Act of 1996
The National Securities Markets Improvement Act of 1996 is a U.S. federal law that reallocated regulatory authority between federal and state securities regulators to streamline oversight of investment advisers and securities offerings.
-
D.
Regulation G
Regulation G was a former Federal Reserve Board regulation that governed the extension of credit by lenders other than banks and brokers for the purpose of purchasing or carrying securities, complementing margin rules like Regulation T.
-
E.
Regulation J
Regulation J is a Federal Reserve regulation that governs the collection of checks and other cash items and the handling of wire transfers through the Federal Reserve Banks.
- F. None of above.
- G. Unsure - the case is ambiguous/there is not enough information to decide.
Provenance (2 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d8b9f6d394819082a6d69fd1e23d2f |
completed | April 10, 2026, 8:51 a.m. |
| NER | Named-entity recognition | batch_69e4a30bde508190bc529ccae81f0e2a |
completed | April 19, 2026, 9:40 a.m. |
Created at: April 10, 2026, 10:20 a.m.