Triple

T17076391
Position Surface form Disambiguated ID Type / Status
Subject Form 8-K E414357 entity
Predicate legalBasis P125 FINISHED
Object Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
E1249375 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 15(d) of the Securities Exchange Act of 1934 | Statement: [Form 8-K, legalBasis, Section 15(d) of the Securities Exchange Act of 1934]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Section 15(d) of the Securities Exchange Act of 1934
Context triple: [Form 8-K, legalBasis, Section 15(d) of the Securities Exchange Act of 1934]
  • A. Section 15 of the Securities Exchange Act of 1934
    Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. SEC Rule 15b1-1
    SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
  • D. SEC rule under the Securities Exchange Act of 1934
    Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
  • E. Section 4(a)(6) of the Securities Act of 1933
    Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Section 15(d) of the Securities Exchange Act of 1934
Triple: [Form 8-K, legalBasis, Section 15(d) of the Securities Exchange Act of 1934]
Generated description
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Section 15(d) of the Securities Exchange Act of 1934
Target entity description: Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
  • A. Section 15 of the Securities Exchange Act of 1934
    Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
  • B. Section 10(b) of the Securities Exchange Act of 1934
    Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
  • C. SEC Rule 15b1-1
    SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
  • D. SEC rule under the Securities Exchange Act of 1934
    Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
  • E. Section 4(a)(6) of the Securities Act of 1933
    Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69d886cef44c8190ba56c44b4e863e64 completed April 10, 2026, 5:12 a.m.
NER Named-entity recognition batch_69e3dbc559388190b685504cca6ed62b completed April 18, 2026, 7:30 p.m.
NED1 Entity disambiguation (via context triple) batch_6a012edfda588190aff6c6d4c8d64ddd completed May 11, 2026, 1:20 a.m.
NEDg Description generation batch_6a01317efec48190ae812586579b1039 completed May 11, 2026, 1:31 a.m.
NED2 Entity disambiguation (via description) batch_6a0131e5acb4819098ad7c4532c4118a completed May 11, 2026, 1:33 a.m.
Created at: April 10, 2026, 5:34 a.m.