Triple
T17076391
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | Form 8-K |
E414357
|
entity |
| Predicate | legalBasis |
P125
|
FINISHED |
| Object |
Section 15(d) of the Securities Exchange Act of 1934
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
|
E1249375
|
NE FINISHED |
How this triple was built (4 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Section 15(d) of the Securities Exchange Act of 1934 | Statement: [Form 8-K, legalBasis, Section 15(d) of the Securities Exchange Act of 1934]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Section 15(d) of the Securities Exchange Act of 1934 Context triple: [Form 8-K, legalBasis, Section 15(d) of the Securities Exchange Act of 1934]
-
A.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
-
B.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
-
C.
SEC Rule 15b1-1
SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
-
D.
SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
-
E.
Section 4(a)(6) of the Securities Act of 1933
Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg
Description generation
gpt-5.1
Instruction
Generate a one-sentence description of the target entity. You are given a context triple in the form (subject, predicate, object), where the object is the target entity. # Instructions Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. Avoid repeating the information from the triple, unless really essential. # Response Format Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Section 15(d) of the Securities Exchange Act of 1934 Triple: [Form 8-K, legalBasis, Section 15(d) of the Securities Exchange Act of 1934]
Generated description
Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Section 15(d) of the Securities Exchange Act of 1934 Target entity description: Section 15(d) of the Securities Exchange Act of 1934 is a U.S. securities law provision that requires certain issuers with publicly offered securities to file ongoing periodic and current reports with the Securities and Exchange Commission.
-
A.
Section 15 of the Securities Exchange Act of 1934
Section 15 of the Securities Exchange Act of 1934 is the core U.S. federal provision that requires broker-dealers to register with the Securities and Exchange Commission and comply with associated regulatory obligations.
-
B.
Section 10(b) of the Securities Exchange Act of 1934
Section 10(b) of the Securities Exchange Act of 1934 is a key U.S. federal securities law provision that broadly prohibits manipulative and deceptive practices in connection with the purchase or sale of securities.
-
C.
SEC Rule 15b1-1
SEC Rule 15b1-1 is a U.S. Securities and Exchange Commission regulation that governs the registration of broker-dealers, including the requirement to file Form BD.
-
D.
SEC rule under the Securities Exchange Act of 1934
Regulation SCI is a U.S. Securities and Exchange Commission regulation that imposes technology, systems integrity, and cybersecurity requirements on key market participants to promote the stability and resilience of the securities markets.
-
E.
Section 4(a)(6) of the Securities Act of 1933
Section 4(a)(6) of the Securities Act of 1933 is the statutory exemption that permits certain small companies to raise limited amounts of capital from the general public through regulated crowdfunding without registering their securities offerings with the SEC.
- F. None of above. chosen
Provenance (5 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d886cef44c8190ba56c44b4e863e64 |
completed | April 10, 2026, 5:12 a.m. |
| NER | Named-entity recognition | batch_69e3dbc559388190b685504cca6ed62b |
completed | April 18, 2026, 7:30 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_6a012edfda588190aff6c6d4c8d64ddd |
completed | May 11, 2026, 1:20 a.m. |
| NEDg | Description generation | batch_6a01317efec48190ae812586579b1039 |
completed | May 11, 2026, 1:31 a.m. |
| NED2 | Entity disambiguation (via description) | batch_6a0131e5acb4819098ad7c4532c4118a |
completed | May 11, 2026, 1:33 a.m. |
Created at: April 10, 2026, 5:34 a.m.