Triple
T12737196
| Position | Surface form | Disambiguated ID | Type / Status |
|---|---|---|---|
| Subject | United States federal securities laws |
E304391
|
entity |
| Predicate | includes |
P1393
|
FINISHED |
| Object |
Regulation Best Interest
Regulation Best Interest is a U.S. Securities and Exchange Commission rule that raises the standard of conduct for broker-dealers when making recommendations to retail investors, requiring them to act in the investors’ best interest and address conflicts of interest.
|
E1000695
|
NE FINISHED |
How this triple was built (4 steps)
Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.
NER
Named-entity recognition
gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Regulation Best Interest | Statement: [United States federal securities laws, includes, Regulation Best Interest]
NED1
Entity disambiguation (via context triple)
gpt-5-mini-2025-08-07
Target entity: Regulation Best Interest Context triple: [United States federal securities laws, includes, Regulation Best Interest]
-
A.
Regulation DD
Regulation DD is a U.S. federal regulation issued by the Federal Reserve under the Truth in Savings Act that requires depository institutions to provide clear and uniform information about interest rates and fees on deposit accounts.
-
B.
Regulation U
Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
-
C.
Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
-
D.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
E.
Regulation NMS
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
- F. None of above. chosen
- G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg
Description generation
gpt-5.1
Instruction
Generate a one-sentence description of the target entity. You are given a context triple in the form (subject, predicate, object), where the object is the target entity. # Instructions Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. Avoid repeating the information from the triple, unless really essential. # Response Format Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Regulation Best Interest Triple: [United States federal securities laws, includes, Regulation Best Interest]
Generated description
Regulation Best Interest is a U.S. Securities and Exchange Commission rule that raises the standard of conduct for broker-dealers when making recommendations to retail investors, requiring them to act in the investors’ best interest and address conflicts of interest.
NED2
Entity disambiguation (via description)
gpt-5-mini-2025-08-07
Target entity: Regulation Best Interest Target entity description: Regulation Best Interest is a U.S. Securities and Exchange Commission rule that raises the standard of conduct for broker-dealers when making recommendations to retail investors, requiring them to act in the investors’ best interest and address conflicts of interest.
-
A.
Regulation DD
Regulation DD is a U.S. federal regulation issued by the Federal Reserve under the Truth in Savings Act that requires depository institutions to provide clear and uniform information about interest rates and fees on deposit accounts.
-
B.
Regulation U
Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
-
C.
Regulation SCI
Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
-
D.
Investment Advisers Act of 1940
The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
-
E.
Regulation NMS
Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
- F. None of above. chosen
Provenance (5 batches)
The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.
| Step | Stage | Batch ID | Status | When |
|---|---|---|---|---|
| creating | Elicitation | batch_69d7bdf1426c8190a4402e1c4cdec33a |
completed | April 9, 2026, 2:55 p.m. |
| NER | Named-entity recognition | batch_69d9646cfcac81909283dca987755c0e |
completed | April 10, 2026, 8:58 p.m. |
| NED1 | Entity disambiguation (via context triple) | batch_69f67c8ff57c8190a935b5c9f4bb5aa3 |
completed | May 2, 2026, 10:37 p.m. |
| NEDg | Description generation | batch_69f67e7416948190a08eb3de840def77 |
completed | May 2, 2026, 10:45 p.m. |
| NED2 | Entity disambiguation (via description) | batch_69f67f7d237081908d3b6e8d759ea03e |
completed | May 2, 2026, 10:49 p.m. |
Created at: April 9, 2026, 5:26 p.m.