Triple

T12737196
Position Surface form Disambiguated ID Type / Status
Subject United States federal securities laws E304391 entity
Predicate includes P1393 FINISHED
Object Regulation Best Interest
Regulation Best Interest is a U.S. Securities and Exchange Commission rule that raises the standard of conduct for broker-dealers when making recommendations to retail investors, requiring them to act in the investors’ best interest and address conflicts of interest.
E1000695 NE FINISHED

How this triple was built (4 steps)

Every LLM step that produced this triple, in pipeline order — named-entity classification, the disambiguation choices (the exact options shown, with the pick highlighted), and the generated description. The batch + timestamp of each is in the Provenance table below.

NER Named-entity recognition gpt-5-mini
Instruction
Given a phrase, classify it is english named entity (e.g., persons, organizations, works of art) in Latin script, or not (e.g., literals, dates, URLs, verbose phrases). For disambiguation, the statement where the phrase occurs as object is also given. Please return a JSON object with `phrase` (string, the phrase being analyzed) and `is_ne` (boolean, indicating whether the phrase is a Named Entity).
Input
Phrase: Regulation Best Interest | Statement: [United States federal securities laws, includes, Regulation Best Interest]
NED1 Entity disambiguation (via context triple) gpt-5-mini-2025-08-07
Target entity: Regulation Best Interest
Context triple: [United States federal securities laws, includes, Regulation Best Interest]
  • A. Regulation DD
    Regulation DD is a U.S. federal regulation issued by the Federal Reserve under the Truth in Savings Act that requires depository institutions to provide clear and uniform information about interest rates and fees on deposit accounts.
  • B. Regulation U
    Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
  • C. Regulation SCI
    Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
  • D. Investment Advisers Act of 1940
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • E. Regulation NMS
    Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
  • F. None of above. chosen
  • G. Unsure - the case is ambiguous/there is not enough information to decide.
NEDg Description generation gpt-5.1
Instruction
Generate a one-sentence description of the target entity. 
You are given a context triple in the form (subject, predicate, object), where the object is the target entity. 
# Instructions
Use the triple to infer relevant information about the entity. Describe the entity based on what is most defining, well-known. 
Avoid repeating the information from the triple, unless really essential.
# Response Format
Return only the sentence: "Description: [one-sentence description of the target entity]"
Input
Entity: Regulation Best Interest
Triple: [United States federal securities laws, includes, Regulation Best Interest]
Generated description
Regulation Best Interest is a U.S. Securities and Exchange Commission rule that raises the standard of conduct for broker-dealers when making recommendations to retail investors, requiring them to act in the investors’ best interest and address conflicts of interest.
NED2 Entity disambiguation (via description) gpt-5-mini-2025-08-07
Target entity: Regulation Best Interest
Target entity description: Regulation Best Interest is a U.S. Securities and Exchange Commission rule that raises the standard of conduct for broker-dealers when making recommendations to retail investors, requiring them to act in the investors’ best interest and address conflicts of interest.
  • A. Regulation DD
    Regulation DD is a U.S. federal regulation issued by the Federal Reserve under the Truth in Savings Act that requires depository institutions to provide clear and uniform information about interest rates and fees on deposit accounts.
  • B. Regulation U
    Regulation U is a U.S. Federal Reserve regulation that governs the amount of credit banks and other lenders may extend for the purpose of buying or carrying margin stock, helping to control the use of leverage in securities markets.
  • C. Regulation SCI
    Regulation SCI is a U.S. Securities and Exchange Commission rule framework that imposes technology, operational resilience, and cybersecurity standards on key securities market participants and their critical systems.
  • D. Investment Advisers Act of 1940
    The Investment Advisers Act of 1940 is a U.S. federal law that regulates investment advisers by imposing registration, fiduciary, disclosure, and anti-fraud obligations to protect investors.
  • E. Regulation NMS
    Regulation NMS is a set of U.S. Securities and Exchange Commission rules designed to modernize and strengthen the national market system for equity trading, emphasizing fair access, price transparency, and best execution across exchanges.
  • F. None of above. chosen

Provenance (5 batches)

The batch behind each pipeline step, in order, with when it ran. Timestamps are batch-level — stages were processed in waves, so the object chain (NER → NED1 → NEDg → NED2) reads in order, but predicate / elicitation batches can sit in a different wave.

Step Stage Batch ID Status When
creating Elicitation batch_69d7bdf1426c8190a4402e1c4cdec33a completed April 9, 2026, 2:55 p.m.
NER Named-entity recognition batch_69d9646cfcac81909283dca987755c0e completed April 10, 2026, 8:58 p.m.
NED1 Entity disambiguation (via context triple) batch_69f67c8ff57c8190a935b5c9f4bb5aa3 completed May 2, 2026, 10:37 p.m.
NEDg Description generation batch_69f67e7416948190a08eb3de840def77 completed May 2, 2026, 10:45 p.m.
NED2 Entity disambiguation (via description) batch_69f67f7d237081908d3b6e8d759ea03e completed May 2, 2026, 10:49 p.m.
Created at: April 9, 2026, 5:26 p.m.